DFX Intelligence

K•••• L•••• H•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

K•••• L•••• H•••••••••

Advisor at L•• F•••••••• L••

FORT MILL, SC

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Search this name across graphsid dfx:ria:05046e28-f470-3f24-146e-e21d23f59f06

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: May 1, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Dec 17, 2021	n/a	yes	FORT MILL, SC	Current employment
F••••••••• L••	Former SEC adviser	Dec 17, 2021	Feb 6, 2024	no	FORT MILL, SC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••••••• L••	L•• F•••••••• L••	Feb 6, 2024	Dec 17, 2021	-781	Firm change after gap	RIA to ibd
L•• F•••••••• L••	N••••••• L••	Dec 16, 2021	Oct 15, 2012

Team moves

••• Locked

Team	Left	Joined	From	Kind
138164:6413:SC:2024-02-06	Feb 6, 2024	Dec 17, 2021	FORT MILL, SC	Firm change after gap

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: previous registration
May 1, 2006 to Dec 16, 2021factForm ADV
→ F••••••••• L••Registered adviserregistration: previous registration
Dec 17, 2021 to Feb 6, 2024factForm ADV
→ N••••••• L••Registered adviserregistration: previous registration
Oct 15, 2012 to Oct 1, 2013factForm ADV

Dated events

Occurred
Feb 6, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:05046e28-f470-3f24-146e-e21d23f59f06
First observed: May 1, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.