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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

FORTIGENT, LLC

CRD 138164

FORT MILL, SC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6c83cac7-3a1c-01f7-5b47-2c127de54752

Data as of Nov 29, 2023 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 49
Dated events: 10
On other graphs: 0
Observed: Dec 23, 2011 to Nov 29, 2023
55 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $3.5BItem 5.F on the latest filing (2023-11-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $3.5B
Private client RAUM: $3.5BderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 10
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 922
Individual clients: 0
High net worth clients: 538
Custody, client assets: $0
SEC number: 801-65931
CRD: 138164
Filings on the tape: 55
First filed: Dec 23, 2011
Latest filed: Nov 29, 2023
Organised: Limited Liability Company, Maryland

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
DISCRETIONARY MANAGED FUTURES FUND, LLC	Other Private Fund	$73.7M	Sep 21, 2012	308	Jan 4, 2012	dropped	021-101580
IRONWOOD PARTNERS ACCESS FUND, LLC	Other Private Fund	$30.2M	Sep 21, 2012	66	Jan 4, 2012	dropped	021-119523
SMALL CAP LONG/SHORT FUND, LLC	Other Private Fund	$14.5M	Sep 21, 2012	57	Jan 4, 2012	dropped	021-119608
GLOBAL EVENT-DRIVEN FUND, LLC	Other Private Fund	$90,280	Jan 4, 2017	1	Jan 4, 2012	dropped	021-119609
ACCESS MARATHON FUND, LLC	Other Private Fund	$0	Jan 4, 2012	0	Jan 4, 2012	dropped	021-158678
DIRECTIONAL QUANTITATIVE EQUITY FUND, LLC	Other Private Fund	$0	Dec 9, 2013	0	Jan 4, 2012	dropped	021-101449

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CARRAI, GARY, BRYAN	President	Na	yes	11/2006	Dec 23, 2011	Nov 29, 2023
FORTIGENT HOLDINGS COMPANY, INC.	MANAGING MEMBER	E	yes	12/2006	Dec 23, 2011	Nov 29, 2023
LPL FINANCIAL HOLDINGS INC.	PARENT COMPANY	E	yes	06/2011	Jun 20, 2012	Nov 29, 2023
LPL HOLDINGS, INC.	PARENT COMPANY	E	yes	04/2012	Jun 4, 2012	Nov 29, 2023
Robbins, Jonathan	SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER ADVISORY	Na	yes	12/2022	Dec 20, 2022	Nov 29, 2023

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
LPL FINANCIAL LLC	n/a	Bd affiliated wealth	$819B	N	yes	n/a
LPL ENTERPRISE	n/a	Bd affiliated wealth	$25B	N	yes	n/a
FIDUCIARY TRUST COMPANY OF NEW HAMPSHIRE	n/a	n/a	n/a	N	yes	n/a
LPL INSURANCE ASSOCIATES, INC.	n/a	n/a	n/a	N	yes	n/a
THE PRIVATE TRUST COMPANY, N.A.	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022	Mar 31, 2023	$3.5B	$3.5B	10	4	0	n/a	n/a
2021	Mar 31, 2022	$3.8B	$3.8B	10	4	0	n/a	n/a
2020	Mar 31, 2021	$2.1B	$2.1B	10	4	0	n/a	n/a
2019	Mar 30, 2020	$2.3B	$2.3B	37	37	2	n/a	n/a
2018	Mar 29, 2019	$2.1B	$2.1B	62	62	2	n/a	n/a
2017	Mar 29, 2018	$2.1B	$2.1B	35	35	2	n/a	n/a
2016	Mar 31, 2017	$2.1B	$1.7B	28	28	n/a	n/a	n/a
2015	Mar 30, 2016	$2.2B	$1.8B	26	26	n/a	1	$90,280
2014	Mar 31, 2015	$2.2B	$1.9B	129	129	n/a	1	$175,021
2013	Mar 31, 2014	$2.0B	$1.6B	115	59	n/a	1	$175,021
2012	Mar 28, 2013	$980M	$786M	115	59	n/a	2	$6.0M
2011	Mar 30, 2012	$808M	$808M	n/a	n/a	n/a	5	$147M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$3.5B	$3.8B	-9.6%	$2.3B	14.3%	10	10	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
LPL FINANCIAL LLC	2	Feb 6, 2024	Dec 17, 2021	FORT MILL, SC	Team lift out	RIA to ibd	100.0%

Relationships

Affiliated with (6)

→ LPL FINANCIAL LLCRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV
→ LPL ENTERPRISE, LLCRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV
← ALLEN & COMPANY OF FLORIDA, LLCRegistered adviserother investment adviser, common control
factForm ADV
← INDEPENDENT ADVISERS GROUP CORPRegistered adviserother investment adviser, common control
factForm ADV
← NESTWISE LLCRegistered adviserother investment adviser, common control
factForm ADV
← CONCORD EQUITY GROUP ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (5)

← CARRAI, GARY, BRYANOwnerPRESIDENT, ownership code NA, individual
Dec 23, 2011 to presentfactForm ADV
← Robbins, JonathanOwnerSENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER ADVISORY, ownership code NA, individual
Dec 20, 2022 to presentfactForm ADV
← FORTIGENT HOLDINGS COMPANY, INC.OwnerMANAGING MEMBER, ownership code E, domestic entity
Dec 23, 2011 to presentfactForm ADV
← LPL FINANCIAL HOLDINGS INC.OwnerPARENT COMPANY, ownership code E, foreign entity
Jun 20, 2012 to presentfactForm ADV
← LPL HOLDINGS, INC.OwnerPARENT COMPANY, ownership code E, domestic entity
Jun 4, 2012 to presentfactForm ADV

Registered with (29)

← Steven J SnyderAdvisorregistration: previous registration
Jun 12, 2006 to Feb 6, 2024factForm ADV
← KIRBY LEPAK HORAN-ADAMSAdvisorregistration: previous registration
Dec 17, 2021 to Feb 6, 2024factForm ADV
← GEORGE BURTON WHITEAdvisorregistration: previous registration
Dec 8, 2014 to May 2, 2022factForm ADV
← MATTHEW KLAUS ENYEDIAdvisorregistration: previous registration
Oct 30, 2014 to Jan 20, 2021factForm ADV
← PATRICK CHARLES HOMANAdvisorregistration: previous registration
May 29, 2012 to Oct 28, 2020factForm ADV
← BRIAN GIBBON MATTOXAdvisorregistration: previous registration
May 12, 2006 to Jun 7, 2016factForm ADV
← SHARON HELENE GUPTAAdvisorregistration: previous registration
Jun 12, 2006 to Jun 7, 2016factForm ADV
← ADAM IRA COHENAdvisorregistration: previous registration
Jan 7, 2014 to Dec 28, 2015factForm ADV
← LAURIE RESSIN MARTINAdvisorregistration: previous registration
Mar 10, 2006 to Oct 30, 2015factForm ADV
← MATT COHENAdvisorregistration: previous registration
Jun 12, 2006 to Oct 21, 2015factForm ADV
← THOMAS STEVEN GLAMUZINAAdvisorregistration: previous registration
Oct 10, 2014 to Sep 30, 2015factForm ADV
← NICOLAS ALEJANDRO ROCHAAdvisorregistration: previous registration
Dec 22, 2014 to Jul 9, 2015factForm ADV
← DANIEL TROSCHAdvisorregistration: previous registration
Mar 7, 2006 to May 26, 2015factForm ADV
← Joseph Michael MasellaAdvisorregistration: previous registration
Sep 18, 2013 to May 26, 2015factForm ADV
← DMITRIY KATSNELSONAdvisorregistration: previous registration
Sep 20, 2013 to May 26, 2015factForm ADV
← COLIN MICHAEL GERRETYAdvisorregistration: previous registration
Dec 8, 2014 to Apr 21, 2015factForm ADV
← RYAN WILLIAM DAVISAdvisorregistration: previous registration
Aug 27, 2013 to Mar 10, 2015factForm ADV
← CHRISTOPHER SANDSTROM MAXEYAdvisorregistration: previous registration
Sep 24, 2013 to Feb 25, 2015factForm ADV
← BARCLAY THORNDIKE LEIBAdvisorregistration: previous registration
May 1, 2014 to Nov 18, 2014factForm ADV
← SCOTT DAVID WELCHAdvisorregistration: previous registration
Jun 12, 2006 to Nov 12, 2014factForm ADV
← CHADWICK FORREST GIVENSAdvisorregistration: previous registration
May 11, 2010 to Apr 29, 2014factForm ADV
← MATTHEW A ANDRULOTAdvisorregistration: previous registration
Oct 5, 2006 to Feb 14, 2013factForm ADV
← NATHAN MICHAEL SONNENBERGAdvisorregistration: previous registration
Jun 12, 2006 to Sep 7, 2012factForm ADV
← MARTIN ERIK LUNDGRENAdvisorregistration: previous registration
Oct 4, 2011 to Sep 7, 2012factForm ADV
← ROBERT JOHN MILEFFAdvisorregistration: previous registration
Sep 13, 2006 to Sep 5, 2012factForm ADV
← JOHN CAMPBELL YACKELAdvisorregistration: previous registration
Sep 10, 2009 to May 26, 2011factForm ADV
← TODD ADELSTEINAdvisorregistration: previous registration
Apr 3, 2008 to Jan 8, 2010factForm ADV
← TRACY LEE SILPEAdvisorregistration: previous registration
Apr 25, 2008 to Jul 1, 2009factForm ADV
← EVAN ROBERT RATNOWAdvisorregistration: previous registration
Aug 17, 2006 to Apr 1, 2008factForm ADV

Moved with (1)

→ LPL FINANCIAL LLCRegistered adviser2 advisors, team lift out, same day
Feb 6, 2024 to Dec 17, 2021factForm ADV

Advises (6)

→ GLOBAL EVENT-DRIVEN FUND, LLCPrivate fundOther Private Fund, IA, no longer reported
Jan 4, 2012 to Jan 4, 2017factForm ADV
→ DIRECTIONAL QUANTITATIVE EQUITY FUND, LLCPrivate fundOther Private Fund, IA, no longer reported
Jan 4, 2012 to Dec 9, 2013factForm ADV
→ IRONWOOD PARTNERS ACCESS FUND, LLCPrivate fundOther Private Fund, IA, no longer reported
Jan 4, 2012 to Sep 21, 2012factForm ADV
→ DISCRETIONARY MANAGED FUTURES FUND, LLCPrivate fundOther Private Fund, IA, no longer reported
Jan 4, 2012 to Sep 21, 2012factForm ADV
→ SMALL CAP LONG/SHORT FUND, LLCPrivate fundOther Private Fund, IA, no longer reported
Jan 4, 2012 to Sep 21, 2012factForm ADV
→ ACCESS MARATHON FUND, LLCPrivate fundOther Private Fund, IA, no longer reported
Jan 4, 2012 to Jan 4, 2012factForm ADV

Dated events

Occurred
Feb 6, 2024
Team lift-out
2 advisors left Fortigent, LLC (Fort Mill, SC) for LPL Financial LLC on the same day
Form ADVobserved 6 days ago
2 advisors
Occurred
Feb 6, 2024
Advisor changed firm
Steven J Snyder left Fortigent, Llc for Lpl Financial Llc (registered 2016-06-17)
Form ADVobserved 6 days ago
Occurred
Feb 6, 2024
Advisor changed firm
Kirby Lepak Horan-Adams left Fortigent, Llc for Lpl Financial Llc (registered 2021-12-17)
Form ADVobserved 6 days ago
Occurred
Dec 20, 2022
Control person left
Marie Allison Bevacqua (Senior Vice President, Chief Compliance Officer, Advisory) no longer on Schedule A of Fortigent, Llc (listed 2022-08-08, absent 2022-12-20)
Form ADVobserved 6 days ago
Occurred
Dec 20, 2022
Control person joined
Jonathan Robbins (Senior Vice President, Chief Compliance Officer Advisory) appeared on Schedule A of Fortigent, Llc
Form ADVobserved 6 days ago
Occurred
Aug 8, 2022
Control person left
Dailey Katherine Ring (Senior Vice President, Chief Compliance Officer, Advisory) no longer on Schedule A of Fortigent, Llc (listed 2022-03-31, absent 2022-08-08)
Form ADVobserved 6 days ago
Occurred
Aug 8, 2022
Control person joined
Marie Allison Bevacqua (Senior Vice President, Chief Compliance Officer, Advisory) appeared on Schedule A of Fortigent, Llc
Form ADVobserved 6 days ago
Occurred
May 2, 2022
Advisor changed firm
George Burton White left Fortigent, Llc for Cwm, Llc (registered 2022-05-02)
Form ADVobserved 6 days ago
Occurred
Mar 31, 2022
Regulatory AUM changed
Fortigent, Llc reported RAUM $3.8B, up 86% from $2.1B (2022-03-07 to 2022-03-31)
Form ADVobserved 6 days ago
$1.8B
Occurred
Mar 31, 2021
Control person left
Burton George White (Chief Investment Officer) no longer on Schedule A of Fortigent, Llc (listed 2020-09-09, absent 2021-03-31)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6c83cac7-3a1c-01f7-5b47-2c127de54752
First observed: Dec 23, 2011
Last observed: Nov 29, 2023 34 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FORTIGENT, LLC

CRD 138164

FORT MILL, SC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6c83cac7-3a1c-01f7-5b47-2c127de54752

Data as of Nov 29, 2023 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:55 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

DISCRETIONARY MANAGED FUTURES FUND, LLC

Other Private Fund

$73.7M

Sep 21, 2012

308

Jan 4, 2012

dropped

021-101580

IRONWOOD PARTNERS ACCESS FUND, LLC

Other Private Fund

$30.2M

Sep 21, 2012

Jan 4, 2012

dropped

021-119523

SMALL CAP LONG/SHORT FUND, LLC

Other Private Fund

$14.5M

Sep 21, 2012

Jan 4, 2012

dropped

021-119608

GLOBAL EVENT-DRIVEN FUND, LLC

Other Private Fund

$90,280

Jan 4, 2017

Jan 4, 2012

dropped

021-119609

ACCESS MARATHON FUND, LLC

Other Private Fund

Jan 4, 2012

dropped

021-158678

DIRECTIONAL QUANTITATIVE EQUITY FUND, LLC

Other Private Fund

Dec 9, 2013

Jan 4, 2012

dropped

021-101449

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CARRAI, GARY, BRYAN

President

yes

11/2006

Dec 23, 2011

Nov 29, 2023

FORTIGENT HOLDINGS COMPANY, INC.

MANAGING MEMBER

yes

12/2006

Dec 23, 2011

Nov 29, 2023

LPL FINANCIAL HOLDINGS INC.

PARENT COMPANY

yes

06/2011

Jun 20, 2012

Nov 29, 2023

LPL HOLDINGS, INC.

PARENT COMPANY

yes

04/2012

Jun 4, 2012

Nov 29, 2023

Robbins, Jonathan

SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER ADVISORY

yes

12/2022

Dec 20, 2022

Nov 29, 2023

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

LPL FINANCIAL LLC

n/a

Bd affiliated wealth

$819B

yes

n/a

LPL ENTERPRISE

n/a

Bd affiliated wealth

$25B

yes

n/a

FIDUCIARY TRUST COMPANY OF NEW HAMPSHIRE

n/a

yes

n/a

LPL INSURANCE ASSOCIATES, INC.

n/a

yes

n/a

THE PRIVATE TRUST COMPANY, N.A.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2022

Mar 31, 2023

$3.5B

n/a

2021

Mar 31, 2022

$3.8B

n/a

2020

Mar 31, 2021

$2.1B

n/a

2019

Mar 30, 2020

$2.3B

n/a

2018

Mar 29, 2019

$2.1B

n/a

2017

Mar 29, 2018

$2.1B

n/a

2016

Mar 31, 2017

$2.1B

$1.7B

n/a

2015

Mar 30, 2016

$2.2B

$1.8B

n/a

$90,280

2014

Mar 31, 2015

$2.2B

$1.9B

129

n/a

$175,021

2013

Mar 31, 2014

$2.0B

$1.6B

115

n/a

$175,021

2012

Mar 28, 2013

$980M

$786M

115

n/a

$6.0M

2011

Mar 30, 2012

$808M

n/a

$147M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2022

$3.5B

$3.8B

-9.6%

$2.3B

14.3%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

LPL FINANCIAL LLC

Feb 6, 2024

Dec 17, 2021

FORT MILL, SC

Team lift out

RIA to ibd

100.0%