DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at CETERA INVESTMENT ADVISERS LLC
LAKE PLACID, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Sep 9, 2024 | n/a | yes | LAKE PLACID, NY|LAKE PLACID, NY | Current employment |
| CURTIS & BISSONETTE INC | Former SEC adviser | May 24, 2021 | Dec 18, 2024 | no | Lake Placid, NY | Previous registration |
| CADARET GRANT & CO INC | Former SEC adviser | May 4, 2021 | Sep 12, 2024 | no | LAKE PLACID, NY|SYRACUSE, NY|Syracuse, NY|SYRACUSE, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CURTIS & BISSONETTE INC | CETERA INVESTMENT ADVISERS LLC | Dec 18, 2024 | Sep 9, 2024 | -100 | Firm change after gap | RIA to ibd |
| CADARET GRANT & CO INC | CURTIS & BISSONETTE INC | Sep 12, 2024 | May 24, 2021 | -1,207 | Firm change after gap | Ibd to RIA |