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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

CURTIS & BISSONETTE INC

CRD 105136

LAKE PLACID, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8f5223d2-37ae-ba01-be32-4fe6a56da704

Data as of Mar 29, 2024 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Mar 7, 2012 to Mar 29, 2024
16 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $47.4MItem 5.F on the latest filing (2024-03-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $44.2M
Private client RAUM: $46.1MderivedItem 5.D individuals plus high net worth individuals
Private client share: 97%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 67
Individual clients: 14
High net worth clients: 16
SEC number: 801-31670
CRD: 105136
Filings on the tape: 16
First filed: Mar 7, 2012
Latest filed: Mar 29, 2024
Organised: Corporation, New York

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BISSONETTE, GWYNANNE, M	PRESIDENT/VICE PRESIDENT/TREASURER/CHIEF COMPLIANCE OFFICER	E	yes	03/1992	Mar 7, 2012	Mar 29, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023	Mar 29, 2024	$47.4M	$44.2M	3	1	0	n/a	n/a
2022	Mar 15, 2023	$44.1M	$41.2M	3	1	0	n/a	n/a
2021	Feb 20, 2022	$52.1M	$48.8M	4	1	0	n/a	n/a
2020	Mar 19, 2021	$48.7M	$45.7M	4	1	0	n/a	n/a
2019	Mar 9, 2020	$44.0M	$44.0M	1	1	0	n/a	n/a
2018	Mar 27, 2019	$45.7M	$45.7M	1	1	0	n/a	n/a
2017	Mar 15, 2018	$47.8M	$34.9M	2	1	0	n/a	n/a
2016	Mar 20, 2017	$48.6M	$41.5M	3	1	n/a	n/a	n/a
2015	Mar 11, 2016	$40.7M	$33.2M	2	1	n/a	n/a	n/a
2014	Mar 18, 2015	$47.1M	$40.4M	2	1	n/a	n/a	n/a
2013	Mar 10, 2014	$41.1M	$32.8M	2	1	n/a	n/a	n/a
2012	Jan 31, 2013	$35.2M	$27.8M	2	1	n/a	n/a	n/a
2011	Mar 7, 2012	$41.0M	$25.7M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$47.4M	$44.1M	7.4%	$48.7M	-0.9%	3	3	0	0

Relationships

Controls (1)

← BISSONETTE, GWYNANNE, MOwnerPRESIDENT/VICE PRESIDENT/TREASURER/CHIEF COMPLIANCE OFFICER, ownership code E, individual
Mar 7, 2012 to presentfactForm ADV

Registered with (1)

← GWYNANNE M BISSONETTEAdvisorregistration: previous registration
May 24, 2021 to Dec 18, 2024factForm ADV

Dated events

Occurred
Dec 18, 2024
Advisor changed firm
Gwynanne M Bissonette left Curtis & Bissonette Inc for Cetera Investment Advisers Llc (registered 2024-09-09)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8f5223d2-37ae-ba01-be32-4fe6a56da704
First observed: Mar 7, 2012
Last observed: Mar 29, 2024 30 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CURTIS & BISSONETTE INC

CRD 105136

LAKE PLACID, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8f5223d2-37ae-ba01-be32-4fe6a56da704

Data as of Mar 29, 2024 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:41 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BISSONETTE, GWYNANNE, M

PRESIDENT/VICE PRESIDENT/TREASURER/CHIEF COMPLIANCE OFFICER

yes

03/1992

Mar 7, 2012

Mar 29, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2023

Mar 29, 2024

$47.4M

$44.2M

n/a

2022

Mar 15, 2023

$44.1M

$41.2M

n/a

2021

Feb 20, 2022

$52.1M

$48.8M

n/a

2020

Mar 19, 2021

$48.7M

$45.7M

n/a

2019

Mar 9, 2020

$44.0M

n/a

2018

Mar 27, 2019

$45.7M

n/a

2017

Mar 15, 2018

$47.8M

$34.9M

n/a

2016

Mar 20, 2017

$48.6M

$41.5M

n/a

2015

Mar 11, 2016

$40.7M

$33.2M

n/a

2014

Mar 18, 2015

$47.1M

$40.4M

n/a

2013

Mar 10, 2014

$41.1M

$32.8M

n/a

2012

Jan 31, 2013

$35.2M

$27.8M

n/a

2011

Mar 7, 2012

$41.0M

$25.7M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2023

$47.4M

$44.1M

7.4%

$48.7M

-0.9%