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CRD 288022
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| J•••••• M•••••• J•••• | n/a | SAN JOSE, CA | 9 | 36 | 5 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| J••••• J••••••• M•••••• | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | yes | 09/2012 | Jun 23, 2022 | Feb 21, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 24, 2026 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $272M | $241M | 12.8% | $150M | 22.0% | 1 | 1 | 0 | 0 |
| $272M |
| $0 |
| 1 |
| 1 |
| 0 |
| n/a |
| n/a |
| 2024 | Feb 12, 2025 | $241M | $0 | 1 | 1 | 0 | n/a | n/a |
| 2023 | Feb 21, 2024 | $196M | $0 | 1 | 1 | 0 | n/a | n/a |
| 2022 | Jan 27, 2023 | $150M | $0 | 1 | 1 | 0 | n/a | n/a |