DFX Intelligence

J•••••• M•••••• J••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor36 years in industry

J•••••• M•••••• J••••

Advisor at A••••••• R••••••••• S••••••••• L••

SAN JOSE, CA

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Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jul 8, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• R••••••••• S••••••••• L••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Jul 25, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• R••••••••• S••••••••• L••	Institutional manager	Jun 30, 2017	n/a	yes	SAN JOSE, CA	Current employment
U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••	Independent wealth	Aug 30, 2013	Sep 1, 2017	no	SAN JOSE, CA\|SCOTTSDALE, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••	A••••••• R••••••••• S••••••••• L••	Sep 1, 2017	Jun 30, 2017	-63	Firm change after gap	Other
P•••••• P••••••• S••••••••• I•••	U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••	Nov 19, 2013

Relationships

Registered with (5)

→ A••••••• R••••••••• S••••••••• L••Registered adviserregistration: current employment
Jun 30, 2017 to presentfactForm ADV
→ U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••Registered adviserregistration: previous registration
Aug 30, 2013 to Sep 1, 2017factForm ADV
→ P•••••• P••••••• S••••••••• I•••Registered adviserregistration: previous registration
Feb 11, 2009 to Nov 19, 2013factForm ADV
→ C••••• A•••••• N••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jul 8, 1997
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.