DFX Intelligence

J•••• P•••••• G••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

J•••• P•••••• G••••

Advisor at K•••••••• W••••• A•••••••• L••

Nashville, TN | SAN DIEGO, CA

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Search this name across graphsid dfx:ria:0532aee9-41ce-1dbf-7232-bb26760c8648

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Apr 23, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K•••••••• W••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 21, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K•••••••• W••••• A•••••••• L••	Bd affiliated wealth	Sep 12, 2025	n/a	yes	Nashville, TN\|SAN DIEGO, CA	Current employment
S•••••• S••••••••• I•••	Bd affiliated wealth	Jul 23, 2019	Nov 21, 2023	no	NASHVILLE, TN\|BIRMINGHAM, AL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• S••••••••• I•••	K•••••••• W••••• A•••••••• L••	Nov 21, 2023	Sep 12, 2025	661	Firm change after gap	RIA to ibd
K•••• A•••• M••••••••• L••	S•••••• S••••••••• I•••	Jul 26, 2019	Jul 23, 2019

Relationships

Registered with (5)

→ K•••••••• W••••• A•••••••• L••Registered adviserregistration: current employment
Sep 12, 2025 to presentfactForm ADV
→ S•••••• S••••••••• I•••Registered adviserregistration: previous registration
Jul 23, 2019 to Nov 21, 2023factForm ADV
→ K•••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Feb 1, 2018 to Jul 26, 2019factForm ADV
→ T••••• A••••••• S•••••••• I•••

Dated events

Occurred
Nov 21, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0532aee9-41ce-1dbf-7232-bb26760c8648
First observed: Apr 23, 2014
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.