DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
James Patrick Greek
Feed of 09/15/2026
At current firm
1 y
since Sep 12, 2025
In the industry
13 y
since Mar 21, 2013 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Kingswood Wealth Advisors, LLC BD affiliated currentsince Sep 12, 2025 · Nashville, Tn
- Synovus Securities, Inc. BD affiliatedJul 23, 2019 to Nov 21, 2023 · Nashville, Tn
- Kraft Asset Management, LLC formerFeb 1, 2018 to Jul 26, 2019 · Nashville, Tn
- Truist Advisory Services, Inc. BD affiliatedSep 12, 2016 to Nov 29, 2017 · Nashville, Tn
- Suntrust Investment Services, Inc. formerApr 23, 2014 to Dec 31, 2016 · Nashville, Tn
Moves
a registration end followed by a registration begin elsewhere
- Synovus Securities, Inc. to Kingswood Wealth Advisors, LLCleft Nov 21, 2023, registered Sep 12, 2025 (661 days) · RIA to affiliated broker-dealer or bank
- Kraft Asset Management, LLC to Synovus Securities, Inc.left Jul 26, 2019, registered Jul 23, 2019 (-3 days) · RIA to affiliated broker-dealer or bank
- Truist Advisory Services, Inc. to Kraft Asset Management, LLCleft Nov 29, 2017, registered Feb 1, 2018 (64 days) · Other
- Suntrust Investment Services, Inc. to Truist Advisory Services, Inc.left Dec 31, 2016, registered Sep 12, 2016 (-110 days) · corporate re-registration, not a move
Signals
- James Patrick Greek left Synovus Securities, Inc. for Kingswood Wealth Advisors, Llc (registered 2025-09-12)Nov 21, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address