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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)26 years in industry

RENA LYNN NOE

Advisor at LPL FINANCIAL LLC

MERRILLVILLE, IN | LAFAYETTE, IN

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Search this name across graphsid dfx:ria:0532fe25-7608-7a6d-31b1-a32cd012de3a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 30, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 6, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Jun 6, 2000
First registration: Apr 30, 2001
Dual registered: yes, broker-dealer
Other names: RENA LYNN KANTZ
IAPD individual key: 4175801

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Feb 14, 2018	n/a	yes	LAFAYETTE, IN\|MERRILLVILLE, IN\|LAFAYETTE, IN	Current employment
SII INVESTMENTS, INC.	Former SEC adviser	Feb 13, 2017	Feb 14, 2018	no	MERRILLVILLE, IN\|VALPARAISO, IN\|LAFAYETTE, IN\|MONTICELLO, IN\|LAFAYETTE, IN\|APPLETON, WI\|CHICAGO, IL\|APPLETON, WI\|MERRILLVILLE, IN	Previous registration
STRATEGIQ FINANCIAL GROUP, LLC	Former SEC adviser	Sep 28, 2007	Jan 9, 2017	no	LAFAYETTE, IN	Previous registration
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER	Independent wealth	Apr 30, 2001	Oct 22, 2007	no	MERRILLVILLE, IN\|VALPARAISO, IN\|LAFAYETTE, IN\|MONTICEELO, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SII INVESTMENTS, INC.	LPL FINANCIAL LLC	Feb 14, 2018	Feb 14, 2018	0	Bulk transfer	Ibd to RIA
STRATEGIQ FINANCIAL GROUP, LLC	SII INVESTMENTS, INC.	Jan 9, 2017	Feb 13, 2017	35	Firm change	Other
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER	STRATEGIQ FINANCIAL GROUP, LLC	Oct 22, 2007	Sep 28, 2007	-24	Firm change	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Feb 14, 2018 to presentfactForm ADV
→ SII INVESTMENTS, INC.Registered adviserregistration: previous registration
Feb 13, 2017 to Feb 14, 2018factForm ADV
→ STRATEGIQ FINANCIAL GROUP, LLCRegistered adviserregistration: previous registration
Sep 28, 2007 to Jan 9, 2017factForm ADV
→ UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNERRegistered adviserregistration: previous registration
Apr 30, 2001 to Oct 22, 2007factForm ADV

Dated events

No dated event names this entity yet.