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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

STRATEGIQ FINANCIAL GROUP, LLC

CRD 144287

MERRILLVILLE, IN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c84f46ff-9451-1881-04de-b902b371bd0c

Data as of Mar 23, 2024 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 33
Dated events: 23
On other graphs: 1
Observed: Mar 30, 2012 to Mar 23, 2024
46 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

Strategiq Financial Group, LLC

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.6BItem 5.F on the latest filing (2024-03-23); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.5B
Private client RAUM: $1.4BderivedItem 5.D individuals plus high net worth individuals
Private client share: 93%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 18
Advisory employees: 18
Offices: 5Schedule D 1.F, beyond the principal office
Accounts: 3,230
Individual clients: 776
High net worth clients: 370
Custody, client assets: $14.2M
SEC number: 801-68171
CRD: 144287
Filings on the tape: 46
First filed: Mar 30, 2012
Latest filed: Mar 23, 2024
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HASSINGER, CHAD, ERIC	Member	C	yes	06/2014	Mar 30, 2012	Mar 23, 2024
HASSINGER, CHAD, ERIC	MEMBER/CEO	C	yes	04/1996	Mar 30, 2012	Mar 23, 2024
IQ COMPANIES, LLC	Member	E	yes	06/2014	Mar 31, 2020	Mar 23, 2024
RATHE, BRADLEY, JON	CHIEF INVESTMENT OFFICER	Na	yes	10/2013	Nov 7, 2013	Mar 23, 2024
SARKEY, DEBORAH, MARIE	Cfo	A	yes	01/2004	Mar 30, 2012	Mar 23, 2024
SLEUWEN, MARKUS, RAMON FRANZ	CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL, EVP & SECRETARY	Na	yes	10/2018	Jun 16, 2014	Mar 23, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ASTOR JANSSEN HOLDINGS, LLC	n/a	n/a	n/a	N	no	n/a
DEBORAH M. SARKEY	n/a	n/a	n/a	N	no	n/a
MARKUS SLEUWEN	n/a	n/a	n/a	N	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Deerfield	IL	United States	3	no
Lafayette	In	United States	3	no
OAK BROOK	IL	United States	2	no
n/a	n/a	n/a	1	no
Chicago	IL	United States	0	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023	Mar 20, 2024	$1.6B	$1.5B	28	21	5	n/a	n/a
2022	Mar 30, 2023	$1.5B	$1.5B	29	22	5	n/a	n/a
2021	Mar 30, 2022	$1.8B	$1.8B	29	22	6	n/a	n/a
2020	Mar 30, 2021	$748M	$709M	27	21	6	n/a	n/a
2019	Mar 31, 2020	$790M	$707M	27	21	4	n/a	n/a
2018	Mar 26, 2019	$670M	$599M	22	19	5	n/a	n/a
2017	Mar 28, 2018	$679M	$586M	21	18	5	n/a	n/a
2016	Mar 29, 2017	$589M	$477M	23	20	n/a	n/a	n/a
2015	Mar 31, 2016	$355M	$262M	22	18	n/a	n/a	n/a
2014	Mar 31, 2015	$310M	$252M	24	18	n/a	n/a	n/a
2013	Mar 27, 2014	$285M	$232M	21	13	n/a	n/a	n/a
2012	Mar 25, 2013	$172M	$167M	23	13	n/a	n/a	n/a
2011	Mar 30, 2012	$140M	$133M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$1.6B	$1.5B	2.1%	$748M	27.5%	18	29	5	5

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
WAVERLY ADVISORS, LLC	2	Mar 23, 2024	Jan 11, 2024	DEERFIELD, IL	Team lift out	RIA to RIA	11.1%
WAVERLY ADVISORS, LLC	15	Mar 23, 2024	Jan 18, 2024	MERRILLVILLE, IN	Firm absorbed	RIA to RIA	83.3%

Relationships

Controls (5)

← HASSINGER, CHAD, ERICOwnerMEMBER, ownership code C, individual
Mar 30, 2012 to presentfactForm ADV
← RATHE, BRADLEY, JONOwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Nov 7, 2013 to presentfactForm ADV
← SARKEY, DEBORAH, MARIEOwnerCFO, ownership code A, individual
Mar 30, 2012 to presentfactForm ADV
← SLEUWEN, MARKUS, RAMON FRANZOwnerCHIEF COMPLIANCE OFFICER, GENERAL COUNSEL, EVP & SECRETARY, ownership code NA, individual
Jun 16, 2014 to presentfactForm ADV
← IQ COMPANIES, LLCOwnerMEMBER, ownership code E, domestic entity
Mar 31, 2020 to presentfactForm ADV

Registered with (26)

← CHAD ERIC HASSINGERAdvisorregistration: previous registration
Oct 8, 2007 to Mar 29, 2024factForm ADV
← BRADLEY JON RATHEAdvisorregistration: previous registration
Jul 11, 2014 to Mar 29, 2024factForm ADV
← STEPHEN JOSEPH BARRETTAdvisorregistration: previous registration
Sep 28, 2007 to Mar 29, 2024factForm ADV
← DOUG JUSTIN HOOVERAdvisorregistration: previous registration
Sep 28, 2007 to Mar 29, 2024factForm ADV
← STEVEN MICHAEL GRONCESKIAdvisorregistration: previous registration
Oct 8, 2007 to Mar 29, 2024factForm ADV
← NICOLE MARIE CLARKEAdvisorregistration: previous registration
Sep 28, 2007 to Mar 29, 2024factForm ADV
← JEREMY D. SCHARESAdvisorregistration: previous registration
Nov 4, 2008 to Mar 29, 2024factForm ADV
← James Thomas PechinAdvisorregistration: previous registration
Jan 15, 2019 to Mar 29, 2024factForm ADV
← Kashish MeghaniAdvisorregistration: previous registration
Nov 1, 2021 to Mar 29, 2024factForm ADV
← PAMELA ANN MARTINAdvisorregistration: previous registration
Dec 12, 2017 to Mar 23, 2024factForm ADV
← Ashlynne Michelle PalaAdvisorregistration: previous registration
Jun 7, 2021 to Mar 23, 2024factForm ADV
← Jennifer Suzanne RyanAdvisorregistration: previous registration
Mar 11, 2019 to Mar 23, 2024factForm ADV
← Madeline McLean BrownAdvisorregistration: previous registration
May 14, 2021 to Mar 23, 2024factForm ADV
← Bradley Michael SteinmanAdvisorregistration: previous registration
Dec 10, 2021 to Mar 23, 2024factForm ADV
← Colin P CoineAdvisorregistration: previous registration
Dec 19, 2022 to Mar 23, 2024factForm ADV
← BLAKE ANDREW MACKEAdvisorregistration: previous registration
Sep 14, 2021 to Mar 23, 2024factForm ADV
← Victoria Elizabeth Mae ChatmanAdvisorregistration: previous registration
Aug 16, 2023 to Mar 23, 2024factForm ADV
← Christian ResendizAdvisorregistration: previous registration
Dec 16, 2022 to Mar 23, 2024factForm ADV
← HENRY B ROBERTSONAdvisorregistration: previous registration
May 18, 2020 to Apr 6, 2022factForm ADV
← EUGENE CHRISTOPHER YLOAdvisorregistration: previous registration
Nov 26, 2014 to Dec 17, 2018factForm ADV
← RENA LYNN NOEAdvisorregistration: previous registration
Sep 28, 2007 to Jan 9, 2017factForm ADV
← Renee Elizabeth LucasAdvisorregistration: previous registration
Jul 12, 2013 to May 29, 2015factForm ADV
← CRAIG EDWARD DRAPERAdvisorregistration: previous registration
Oct 10, 2008 to Nov 2, 2012factForm ADV
← MATTHEW JAMES BERRYAdvisorregistration: previous registration
Sep 28, 2007 to May 3, 2010factForm ADV
← ESTHER ANN HILLAdvisorregistration: previous registration
Apr 2, 2008 to Oct 10, 2008factForm ADV
← Hans HerrAdvisorregistration: previous registration
Sep 28, 2007 to Mar 17, 2008factForm ADV

Moved with (1)

→ WAVERLY ADVISORS, LLCRegistered adviser16 advisors, firm absorbed
Mar 23, 2024 to Jan 18, 2024factForm ADV

Dated events

Occurred
Mar 29, 2024
Advisor changed firm
Bradley Jon Rathe left Strategiq Financial Group, Llc for Waverly Advisors, Llc (registered 2024-01-11)
Form ADVobserved 5 days ago
Occurred
Mar 29, 2024
Advisor changed firm
Stephen Joseph Barrett left Strategiq Financial Group, Llc for Waverly Advisors, Llc (registered 2024-01-11)
Form ADVobserved 5 days ago
Occurred
Mar 29, 2024
Advisor changed firm
Steven Michael Gronceski left Strategiq Financial Group, Llc for Waverly Advisors, Llc (registered 2024-01-11)
Form ADVobserved 5 days ago
Occurred
Mar 29, 2024
Advisor changed firm
Doug Justin Hoover left Strategiq Financial Group, Llc for Waverly Advisors, Llc (registered 2024-01-11)
Form ADVobserved 5 days ago
Occurred
Mar 29, 2024
Advisor changed firm
Kashish Meghani left Strategiq Financial Group, Llc for Waverly Advisors, Llc (registered 2024-01-11)
Form ADVobserved 5 days ago
Occurred
Mar 29, 2024
Advisor changed firm
James Thomas Pechin left Strategiq Financial Group, Llc for Waverly Advisors, Llc (registered 2024-01-11)
Form ADVobserved 5 days ago
Occurred
Mar 29, 2024
Advisor changed firm
Nicole Marie Clarke left Strategiq Financial Group, Llc for Waverly Advisors, Llc (registered 2024-01-11)
Form ADVobserved 5 days ago
Occurred
Mar 29, 2024
Advisor changed firm
Chad Eric Hassinger left Strategiq Financial Group, Llc for Waverly Advisors, Llc (registered 2024-01-11)
Form ADVobserved 5 days ago
Occurred
Mar 29, 2024
Advisor changed firm
Jeremy D. Schares left Strategiq Financial Group, Llc for Waverly Advisors, Llc (registered 2024-01-10)
Form ADVobserved 5 days ago
Occurred
Mar 23, 2024
Firm absorbed
Strategiq Financial Group, LLC's advisors moved to Waverly Advisors, LLC (Merrillville, IN): 16 of 18 registered, within 6 days
Form ADVobserved 5 days ago
16 advisors
Occurred
Mar 23, 2024
Team lift-out
2 advisors left Strategiq Financial Group, LLC (Deerfield, IL) for Waverly Advisors, LLC within 6 days
Form ADVobserved 4 days ago
2 advisors
Occurred
Mar 23, 2024
Advisor changed firm
Blake Andrew Macke left Strategiq Financial Group, Llc for Waverly Advisors, Llc (registered 2024-01-11)
Form ADVobserved 5 days ago
Occurred
Mar 23, 2024
Advisor changed firm
Christian Resendiz left Strategiq Financial Group, Llc for Waverly Advisors, Llc (registered 2024-01-11)
Form ADVobserved 5 days ago
Occurred
Mar 23, 2024
Advisor changed firm
Victoria Elizabeth Mae Chatman left Strategiq Financial Group, Llc for Waverly Advisors, Llc (registered 2024-01-11)
Form ADVobserved 5 days ago
Occurred
Mar 23, 2024
Advisor changed firm
Pamela Ann Martin left Strategiq Financial Group, Llc for Waverly Advisors, Llc (registered 2024-01-18)
Form ADVobserved 5 days ago
Occurred
Mar 23, 2024
Advisor changed firm
Bradley Michael Steinman left Strategiq Financial Group, Llc for Waverly Advisors, Llc (registered 2024-01-11)
Form ADVobserved 5 days ago
Occurred
Mar 23, 2024
Advisor changed firm
Colin P Coine left Strategiq Financial Group, Llc for Waverly Advisors, Llc (registered 2024-01-11)
Form ADVobserved 5 days ago
Occurred
Mar 23, 2024
Advisor changed firm
Ashlynne Michelle Pala left Strategiq Financial Group, Llc for Waverly Advisors, Llc (registered 2024-01-09)
Form ADVobserved 5 days ago
Occurred
Mar 23, 2024
Advisor changed firm
Madeline Mclean Brown left Strategiq Financial Group, Llc for Waverly Advisors, Llc (registered 2024-01-09)
Form ADVobserved 5 days ago
Occurred
Mar 23, 2024
Advisor changed firm
Jennifer Suzanne Ryan left Strategiq Financial Group, Llc for Waverly Advisors, Llc (registered 2024-01-11)
Form ADVobserved 5 days ago
Occurred
Apr 6, 2022
Advisor changed firm
Henry B Robertson left Strategiq Financial Group, Llc for Ubs Financial Services Inc. (registered 2025-02-28)
Form ADVobserved 5 days ago
Occurred
Mar 30, 2022
Regulatory AUM changed
Strategiq Financial Group, Llc reported RAUM $1.8B, up 144% from $748.3M (2021-12-13 to 2022-03-30)
Form ADVobserved 5 days ago
$1.1B
Occurred
Sep 11, 2014
Succession filed (Item 4)
Strategic Financial Group, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c84f46ff-9451-1881-04de-b902b371bd0c
First observed: Mar 30, 2012
Last observed: Mar 23, 2024 30 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

STRATEGIQ FINANCIAL GROUP, LLC

CRD 144287

MERRILLVILLE, IN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c84f46ff-9451-1881-04de-b902b371bd0c

Data as of Mar 23, 2024 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:56 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HASSINGER, CHAD, ERIC

Member

yes

06/2014

Mar 30, 2012

Mar 23, 2024

HASSINGER, CHAD, ERIC

MEMBER/CEO

yes

04/1996

Mar 30, 2012

Mar 23, 2024

IQ COMPANIES, LLC

Member

yes

06/2014

Mar 31, 2020

Mar 23, 2024

RATHE, BRADLEY, JON

CHIEF INVESTMENT OFFICER

yes

10/2013

Nov 7, 2013

Mar 23, 2024

SARKEY, DEBORAH, MARIE

Cfo

yes

01/2004

Mar 30, 2012

Mar 23, 2024

SLEUWEN, MARKUS, RAMON FRANZ

CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL, EVP & SECRETARY

yes

10/2018

Jun 16, 2014

Mar 23, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ASTOR JANSSEN HOLDINGS, LLC

n/a

DEBORAH M. SARKEY

n/a

MARKUS SLEUWEN

n/a

City

State

Country

Employees

Also broker-dealer

Deerfield

United States

Lafayette

United States

OAK BROOK

United States

n/a

Chicago

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2023

Mar 20, 2024

$1.6B

$1.5B

n/a

2022

Mar 30, 2023

$1.5B

n/a

2021

Mar 30, 2022

$1.8B

n/a

2020

Mar 30, 2021

$748M

$709M

n/a

2019

Mar 31, 2020

$790M

$707M

n/a

2018

Mar 26, 2019

$670M

$599M

n/a

2017

Mar 28, 2018

$679M

$586M

n/a

2016

Mar 29, 2017

$589M

$477M

n/a

2015

Mar 31, 2016

$355M

$262M

n/a

2014

Mar 31, 2015

$310M

$252M

n/a

2013

Mar 27, 2014

$285M

$232M

n/a

2012

Mar 25, 2013

$172M

$167M

n/a

2011

Mar 30, 2012

$140M

$133M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2023

$1.6B

$1.5B

2.1%

$748M

27.5%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

WAVERLY ADVISORS, LLC

Mar 23, 2024

Jan 11, 2024

DEERFIELD, IL

Team lift out

RIA to RIA

11.1%

WAVERLY ADVISORS, LLC

Mar 23, 2024

Jan 18, 2024

MERRILLVILLE, IN

Firm absorbed

RIA to RIA

83.3%