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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

WILLIAM LAWRENCE HOLDEN

Advisor at PRIVATE ADVISOR GROUP, LLC

MORRISTOWN, NJ | Franklin, TN

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Search this name across graphsid dfx:ria:05385352-e20c-5644-083e-acf9193fb352

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Feb 9, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PRIVATE ADVISOR GROUP, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 19, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Apr 19, 1999
First registration: Feb 9, 2001
Dual registered: yes, broker-dealer
IAPD individual key: 3198557

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PRIVATE ADVISOR GROUP, LLC	Bd affiliated wealth	Jul 28, 2022	n/a	yes	MORRISTOWN, NJ\|Franklin, TN	Current employment
STIFEL, NICOLAUS & COMPANY, INCORPORATED	National bd RIA	Oct 26, 2004	Aug 2, 2022	no	NASHVILLE, TN\|NASHVILLE, TN\|COLUMBIA, TN	Previous registration
Powelljohnson	n/a	Oct 17, 2003	Nov 1, 2004	no	NASHVILLE, TN	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jul 1, 2003	Oct 14, 2003	no	BRENTWOOD, TN	Previous registration
PRUDENTIAL EQUITY GROUP, LLC	n/a	Feb 9, 2001	Jul 1, 2003	no	BRENTWOOD, TN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STIFEL, NICOLAUS & COMPANY, INCORPORATED	PRIVATE ADVISOR GROUP, LLC	Aug 2, 2022	Jul 28, 2022	-5	Firm change	Ibd to ibd
Powelljohnson	STIFEL, NICOLAUS & COMPANY, INCORPORATED	Nov 1, 2004	Oct 26, 2004	-6	Firm change	Other
WELLS FARGO ADVISORS	Powelljohnson	Oct 14, 2003	Oct 17, 2003	3	Firm change	Other
PRUDENTIAL EQUITY GROUP, LLC	WELLS FARGO ADVISORS	Jul 1, 2003	Jul 1, 2003	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
793:155216:TN:2022-08-02	Aug 2, 2022	Jul 28, 2022	COLUMBIA, TN	Firm change

Relationships

Registered with (5)

→ PRIVATE ADVISOR GROUP, LLCRegistered adviserregistration: current employment
Jul 28, 2022 to presentfactForm ADV
→ STIFEL, NICOLAUS & COMPANY, INCORPORATEDRegistered adviserregistration: previous registration
Oct 26, 2004 to Aug 2, 2022factForm ADV
→ POWELLJOHNSONRegistered adviserregistration: previous registration
Oct 17, 2003 to Nov 1, 2004factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jul 1, 2003 to Oct 14, 2003factForm ADV
→ PRUDENTIAL EQUITY GROUP, LLCRegistered adviserregistration: previous registration
Feb 9, 2001 to Jul 1, 2003factForm ADV

Dated events

Occurred
Aug 2, 2022
Advisor changed firm
William Lawrence Holden left Stifel, Nicolaus & Company, Incorporated for Private Advisor Group, Llc (registered 2022-07-28)
Form ADVobserved 4 days ago