DFX Intelligence

N•••• O•• F•••••••• A••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

N•••• O•• F•••••••• A••••••• L••

CRD 336809

PLANO, TX

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Search this name across graphsid dfx:ria:053a3217-8899-7112-384f-d5dd14663286

Data as of Sep 3, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 1
On other graphs: 0
Observed: Sep 15, 2025 to Sep 3, 2026
6 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd= related_bank= bd_reps=0.0
Regulatory AUM: $552M••• Locked
Discretionary RAUM: $552M
Private client RAUM: $552Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $92.0Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
P••• A••••• H••••••	n/a	PLANO, TX	0	12	1	no
T•••• L•• B••••••	n/a	PLANO, TX	0	39

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••• D••••••• M••••••	PRINCIPAL EXECUTIVE OFFICER	Na	yes	08/2025	Sep 3, 2026	Sep 3, 2026
D•••• H•••••••• L••	PARENT/HOLDING COMPANY	E	yes	08/2025	Sep 3, 2026	Sep 3, 2026

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Jan 17, 2026	$552M	$552M	10	5	0	n/a	n/a

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
4	0	4	0.0%	0	0	0	4	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$552M	n/a	n/a	n/a	n/a	10	n/a	0	n/a

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
R••••••••• P••••••• O• A••••••	4	Jan 7, 2026	Oct 10, 2025	PLANO, TX	Team lift out	RIA to new firm	10.5%

Relationships

Owns (1)

← M••••••• C••••••••• M••••••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Sep 3, 2026 to presentfactForm ADV

Controls (2)

← D•••• H•••••••• L••OwnerPARENT/HOLDING COMPANY, ownership code E, domestic entity
Sep 3, 2026 to presentfactForm ADV
← B•••••• D••••••• M••••••OwnerPRINCIPAL EXECUTIVE OFFICER, ownership code NA, individual
Sep 3, 2026 to presentfactForm ADV

Registered with (6)

Dated events

Occurred
Jan 7, 2026
Team lift-out
••• Locked
Form ADVobserved 7 days ago
4 advisors

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:053a3217-8899-7112-384f-d5dd14663286
First observed: Sep 15, 2025
Last observed: Sep 3, 2026 19 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.