DFX Intelligence

S••••• V••••• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner14 years in industry

S••••• V••••• G•••••

Advisor at C••••• P••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:053c06c1-4857-6c1c-debe-2067777534d9

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jan 1, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• P••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 29, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• P••••••• R••••••••• P••• C•••••••••	Institutional manager	Nov 15, 2024	n/a	yes	LOS ANGELES, CA\|NEW YORK, NY	Current employment
C••••• P••••••• L••	Independent wealth	May 12, 2022	n/a	yes	NEW YORK, NY\|Los Angeles, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• F••••••••• I•••	C••••• P••••••• L••	May 31, 2022	May 12, 2022	-19	Firm change	Ibd to RIA
C••••• P••••••• R••••••••• P••• C•••••••••	P•••••• A••••••••• A••••••• G•••• L••	Sep 1, 2015	Apr 1, 2014

Relationships

Registered with (5)

→ C••••• P••••••• R••••••••• P••• C•••••••••Registered adviserregistration: previous registration
Feb 13, 2014 to Sep 1, 2015factForm ADV
→ C••••• P••••••• L••Registered adviserregistration: current employment
May 12, 2022 to presentfactForm ADV
→ S•••••••• F••••••••• I•••Registered adviserregistration: previous registration
Apr 2, 2015 to May 31, 2022factForm ADV
→ P•••••• A••••••••• A••••••• G•••• L••

Dated events

Occurred
May 31, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:053c06c1-4857-6c1c-debe-2067777534d9
First observed: Jan 1, 2012
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.