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C••••• P••••••• R••••••••• P••• C•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserinstitutional managerSEC registeredRAUM 10b 100b

C••••• P••••••• R••••••••• P••• C•••••••••

C••••• P••••••• RETIREMENT P••• ADVISORS LLC, CRD 164198

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3a812153-4d90-a2d0-480f-05215a57401e

Data as of Jul 22, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 130
Dated events: 31
On other graphs: 1
Observed: May 15, 2012 to Jul 22, 2026
48 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand; an owner is a different entity, resolved from Schedule A/B

Allocatorsidentity

C••••• P••••••• R••••••••• P••• C•••••••••

Investment consultant · shared crd

Private Equityowner

H•• P••••••• L••

owned by this firm per Schedule A, named with its CRD in Item 7.A · confidence 90% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: institutional managerderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=0.88 related_bd=true related_bank=true bd_reps=0.0
Regulatory AUM: $40BItem 5.F on the latest filing (2026-07-22); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $17B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 82
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
P••• A•••••• S•••••••••	n/a	NEW YORK, NY \| CHICAGO, IL	7	13	1	no
T• E••••• P••••••	n/a	NEW YORK, NY \| CHICAGO, IL	7

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••• P••••••• E•• L••	Member	C	yes	09/2018	Dec 18, 2018	Aug 15, 2024
C••••• P••••••• E••••• H•••••• L••	Member	E	yes	09/2018	Dec 18, 2018

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
C••••• P••••••• L••	n/a	Independent wealth	$162B	Y	yes	n/a
C••••• P••••••• O••• L••	n/a	Institutional manager	$21B	N	yes

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Louisville	Ky	United States	12	no
Chicago	IL	United States	10	no
Norfolk	Va	United States	7	no
SAN F••••••CO	CA	United States	4	no
MILL VALLEY	CA

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 14 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
3	1	2	1.2%	0	0	0	7	3

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$40B	$19B	112.4%	$13B	46.5%	193	87	33	19

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
C••••• P••••••• L••	2	Nov 13, 2024	Mar 21, 2025	NEW YORK, NY	Channel change	Other	3.6%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
C••••• P••••••• O••• L••	9	Apr 21, 2023	Jan 1, 2025	NEW YORK, NY	Channel change	Other	10.3%
B••• P•••••• G••••••••	3	Apr 8, 2019

Relationships

showing 80 of 130

Affiliated with (10)

→ S••• A•••••••• L••Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ C••••• P••••••• L••Registered adviserother investment adviser, pooled vehicle sponsor, LP sponsor, control, common control
factForm ADV
→ C••••• P••••••• O••• L••Registered adviserother investment adviser, common control
factForm ADV
→ B••• W••••• A••••••• L••

Dated events

7 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
May 15, 2026
Advisor changed firm
Hunter Paul Haley left C••••• P••••••• R••••••••• P••• C••••••••• for Ameriprise Financial Services, Llc (registered 2026-05-15)
Form ADVobserved 7 days ago
Occurred
Apr 21, 2026
Regulatory AUM changed
C••••• P••••••• R••••••••• P••• C••••••••• reported RAUM $40.3B, up 93% from $20.8B (2026-03-31 to 2026-04-21)
Form ADVobserved 7 days ago
$19.4B
Occurred
Feb 24, 2025
Advisor changed firm
Scott Michael Lepa left C••••• P••••••• R••••••••• P••• C••••••••• for Prasad Wealth Partners (registered 2025-06-20)
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3a812153-4d90-a2d0-480f-05215a57401e
First observed: May 15, 2012
Last observed: Jul 22, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Registered with (70)

← JAMES L ALEXANDERAdvisorregistration: current employment
Apr 6, 2026 to presentfactForm ADV
← KARIN JEANNE LOPEZAdvisorregistration: current employment
Mar 27, 2026 to presentfactForm ADV
← E••••• JAMES MEEKAdvisorregistration: current employment
Mar 5, 2026 to presentfactForm ADV
← MICHAEL JOHN GREENENAdvisorregistration: current employment
Mar 5, 2026 to presentfactForm ADV
← W•••••• S••••••Advisorregistration: current employment
Feb 25, 2026 to presentfactForm ADV
← K•••• E••••• WEAVERAdvisorregistration: current employment
Jan 7, 2026 to presentfactForm ADV
← RAOUL MARIE CELERIERAdvisorregistration: current employment
Jan 7, 2026 to presentfactForm ADV
← ADAM LUCIEN SAURIAdvisorregistration: current employment
Jan 2, 2026 to presentfactForm ADV
← LISSA MARIA MCNAUGHTONAdvisorregistration: current employment
Dec 8, 2025 to presentfactForm ADV
← TIMOTHY CHARLES MACHERONEAdvisorregistration: current employment
Dec 8, 2025 to presentfactForm ADV
← KATE ELISABETH KITTINGERAdvisorregistration: current employment
Nov 25, 2025 to presentfactForm ADV
← MARC E. SANBORNAdvisorregistration: current employment
Oct 17, 2025 to presentfactForm ADV
← P•••••• WALLACE LARKINAdvisorregistration: current employment
Oct 15, 2025 to presentfactForm ADV
← WESLEY GARRETT COLLARDAdvisorregistration: current employment
Sep 22, 2025 to presentfactForm ADV
← ERICK DONALD VON BERGEAdvisorregistration: current employment
Jul 3, 2025 to presentfactForm ADV
← Alexander Michael UrbanekAdvisorregistration: current employment
Jul 3, 2025 to presentfactForm ADV
← CHAD FREDERICK WINGAdvisorregistration: current employment
Jun 10, 2025 to presentfactForm ADV
← BRIAN J. COOKAdvisorregistration: current employment
May 27, 2025 to presentfactForm ADV
← ZACHARY Q. CARVERAdvisorregistration: current employment
May 27, 2025 to presentfactForm ADV
← LISA ANN NEFFAdvisorregistration: current employment
Apr 1, 2025 to presentfactForm ADV
← CLAYTON THOMAS MURDYAdvisorregistration: current employment
Apr 1, 2025 to presentfactForm ADV
← KRISTEN ELIZABETH KOCHAdvisorregistration: current employment
Apr 1, 2025 to presentfactForm ADV
← P•••••• DANE CORRIGANAdvisorregistration: current employment
Apr 1, 2025 to presentfactForm ADV
← G•••••• W•••••• D•• C••••••Advisorregistration: current employment
Mar 21, 2025 to presentfactForm ADV
← C••••••••• F•••••• A•••••Advisorregistration: current employment
Jan 10, 2025 to presentfactForm ADV
← GAVIN WADE KOENIGAdvisorregistration: current employment
Jan 1, 2025 to presentfactForm ADV
← ERICA MARIE CAMERONAdvisorregistration: current employment
Nov 18, 2024 to presentfactForm ADV
← M••••• A•••• D• L• L••Advisorregistration: current employment
Nov 18, 2024 to presentfactForm ADV
← Samuel Victor GarciaAdvisorregistration: current employment
Nov 15, 2024 to presentfactForm ADV
← A•••••• J. BASALLAAdvisorregistration: current employment
Nov 15, 2024 to presentfactForm ADV
and 40 more

2025	Apr 21, 2026	$40B	$17B	193	153	33	n/a	n/a
2024	Mar 31, 2025	$19B	$4.1B	87	68	19	n/a	n/a
2023	Mar 28, 2024	$16B	$2.8B	69	53	17	n/a	n/a
2022	Mar 30, 2023	$13B	$1.8B	58	40	12	n/a	n/a
2021	Mar 29, 2022	$13B	$1.6B	27	19	7	n/a	n/a
2020	Mar 29, 2021	$11B	$1.3B	21	12	5	n/a	n/a
2019	Mar 27, 2020	$12B	$1.2B	21	15	5	n/a	n/a
2018	Mar 31, 2019	$11B	$946M	22	15	6	n/a	n/a
2017	Mar 29, 2018	$847M	$339M	12	3	5	n/a	n/a
2016	Apr 3, 2017	$526M	$248M	6	1	n/a	n/a	n/a
2015	Mar 28, 2016	$140M	$57.9M	6	3	n/a	n/a	n/a
2014	Mar 30, 2015	$141M	$0	10	3	n/a	n/a	n/a
2013	Apr 1, 2014	$115M	$0	12	3	n/a	n/a	n/a
2012	Apr 1, 2013	$0	$0	55	16	n/a	n/a	n/a