DFX Intelligence

P••• B•••••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

P••• B•••••• M••••••

Advisor at P•••••• A•••••• G••••• L••

••• Locked

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Search this name across graphsid dfx:ria:05407e80-7377-b4b6-4d19-6f0a6f70553a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Feb 10, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• A•••••• G••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 27, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• A•••••• G••••• L••	Bd affiliated wealth	Oct 24, 2018	n/a	yes	MORRISTOWN, NJ\|Idaho Falls, ID\|Victor, ID	Current employment
I••••••••• F•••••••• P•••••••	Bd affiliated wealth	Mar 9, 2012	Dec 7, 2018	no	IDAHO FALLS, ID

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• F•••••••• P•••••••	P•••••• A•••••• G••••• L••	Dec 7, 2018	Oct 24, 2018	-44	Firm change after gap	Ibd to RIA
M••••• S••••••	I••••••••• F•••••••• P•••••••	Apr 5, 2012	Mar 9, 2012

Team moves

••• Locked

Team	Left	Joined	From	Kind
125112:155216:ID:2018-12-07	Dec 7, 2018	Oct 24, 2018	IDAHO FALLS, ID	Firm change after gap

Relationships

Registered with (6)

→ P•••••• A•••••• G••••• L••Registered adviserregistration: current employment
Oct 24, 2018 to presentfactForm ADV
→ I••••••••• F•••••••• P•••••••Registered adviserregistration: previous registration
Mar 9, 2012 to Dec 7, 2018factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jun 1, 2009 to Apr 5, 2012factForm ADV
→ C•••••••• G••••• M•••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:05407e80-7377-b4b6-4d19-6f0a6f70553a
First observed: Feb 10, 2003
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.