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M••• A••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor26 years in industry

M••• A••• B••••••

Advisor at N•• L••• C••••••• L••

FREEHOLD, NJ

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Search this name across graphsid dfx:ria:055375d4-806b-74eb-4d87-a985ab8e5eb1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 22, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•• L••• C••••••• L••
Current firm class: former SEC adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 11, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
N•• L••• C••••••• L••	Former SEC adviser	Jan 1, 2026	n/a	yes	FREEHOLD, NJ	Current employment
N•• L••• C••••••• L••	Former SEC adviser	May 6, 2014	Aug 29, 2014	no	FREEHOLD, NJ

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
N••• F•••••••• G••••• I•••	N•• L••• C••••••• L••	Dec 11, 2013	May 6, 2014	146	Firm change	Other
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	N••• F•••••••• G••••• I•••	Nov 10, 2011

Relationships

Registered with (3)

→ N•• L••• C••••••• L••Registered adviserregistration: previous registration
May 6, 2014 to Aug 29, 2014factForm ADV
→ N••• F•••••••• G••••• I•••Registered adviserregistration: previous registration
Jan 6, 2012 to Dec 11, 2013factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
May 22, 2007 to Nov 10, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:055375d4-806b-74eb-4d87-a985ab8e5eb1
First observed: May 22, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.