DFX Intelligence

D••••• C••••••••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)35 years in industry

D••••• C••••••••• S•••••

Advisor at C••• I••••••••• A•••••••• I•••

MCDONOUGH, GA | ST. CHARLES, MO

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Search this name across graphsid dfx:ria:0553df1f-817d-3730-8b4b-840415759cbe

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Nov 20, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••• I••••••••• A•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 21, 1990earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••• I••••••••• A•••••••• I•••	Independent wealth	Jan 28, 2022	n/a	yes	MCDONOUGH, GA\|ST. CHARLES, MO	Current employment
S••••• I••••••••• A•••••••• L••	Bd affiliated wealth	Jan 2, 2004	Jan 10, 2022	no	ST. CHARLES, MO\|ST. CHARLES, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• I••••••••• A•••••••• L••	C••• I••••••••• A•••••••• I•••	Jan 10, 2022	Jan 28, 2022	18	Firm change	Ibd to RIA
S•••••• N••••••• • C••••••• I•••••••••	S••••• I••••••••• A•••••••• L••	Dec 31, 2003	Jan 2, 2004

Relationships

Registered with (3)

→ C••• I••••••••• A•••••••• I•••Registered adviserregistration: current employment
Jan 28, 2022 to presentfactForm ADV
→ S••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 2, 2004 to Jan 10, 2022factForm ADV
→ S•••••• N••••••• • C••••••• I•••••••••Registered adviserregistration: previous registration
Nov 20, 2001 to Dec 31, 2003factForm ADV

Dated events

Occurred
Jan 10, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0553df1f-817d-3730-8b4b-840415759cbe
First observed: Nov 20, 2001
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.