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CRD 146384
MCDONOUGH, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| J•••• R•••••• W••• | n/a | MCDONOUGH, GA | 18 | 35 | 3 | yes |
| A•••• M•••••• J•••••• | n/a | MCDONOUGH, GA | Hilton Head Island, SC | 16 | 28 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| R•••••••• A•••••• P•••••• | DIRECTOR OF OPERATIONS | Na | yes | 01/2021 | Apr 21, 2021 | Oct 28, 2024 |
| W•••• J••••• R•••••• | Ceo | E | yes | 03/2008 | Mar 6, 2012 | Oct 28, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| G••••• I••••••••• A••••••• L•• | n/a | Independent wealth | $71.8M | N | yes | n/a |
| A••••••• G••••• W••••• M••••••••• I••• | n/a | n/a | n/a | N | yes |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Hanover | Md | United States | 6 | yes |
| Charlotte | Nc | United States | 2 | yes |
| Jasper | TX | United States | 2 | yes |
| Morago | CA | United States | 1 | yes |
| Bradenton | FL | United States |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 5 | 6 | -1 | 17.6% | 3 | 0 | 0 | 10 | 12 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $474M | $402M | 17.7% | $299M | 16.6% | 34 | 140 | 34 | 34 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| G••••• I••••••••• A••••••• | 2 | Apr 2, 2026 | Mar 20, 2026 | CUMMING, GA | Team lift out | RIA to RIA | 6.5% |
| yes |
| S•••••• G•••••• E••••• | n/a | MCDONOUGH, GA | M••••tta, GA | 16 | 33 | 2 | yes |
| G•••••• P•••••• K••••••• | Certified Financial Planner | HANOVER, MD | 16 | 23 | 6 | yes |
| G••• L•• W•••• | n/a | Pittsburgh, PA | MCDONOUGH, GA | 14 | 21 | 1 | yes |
| C••••••••• D•••• F•••••• | Chartered Financial Consultant | MCDONOUGH, GA | HANOVER, MD | 12 | 18 | 3 | yes |
| W•••• H••••• S•••••• | n/a | MCDONOUGH, GA | Atlanta, GA | 10 | 44 | 1 | yes |
| K•••• R•••••• T••••• | Certified Financial Planner|Chartered Financial Consultant | MCDONOUGH, GA | HANOVER, MD | 10 | 40 | 1 | yes |
| S••••• F•••••• W•••••••• | n/a | WOODSTOCK, GA | MCDONOUGH, GA | 9 | 23 | 2 | yes |
| P••• J••••• J••••• | n/a | MCDONOUGH, GA | PRES•••• VALLEY, AZ | 9 | 23 | 9 | no |
| D•••• B•••• B••• | n/a | MCDONOUGH, GA | Monroe, GA | 9 | 26 | 2 | yes |
| S••••• B•••• P••••••• | Chartered Financial Consultant | MCDONOUGH, GA | 9 | 33 | 3 | yes |
| G••••• P••• D•••• | n/a | MCDONOUGH, GA | Addison, TX | 8 | 24 | 6 | yes |
| J••• E•••• R••••••• | Certified Financial Planner|Chartered Financial Consultant | MCDONOUGH, GA | M••••tta, GA | 8 | 30 | 13 | yes |
| E••• J••••• E•••••• | n/a | HANOVER, MD | MCDONOUGH, GA | 6 | 13 | 3 | yes |
| J•••• L••• W••••• | n/a | MCDONOUGH, GA | 6 | 11 | n/a | yes |
| T••••• M•••••• | n/a | MCDONOUGH, GA | Suffolk, VA | 5 | 28 | 1 | no |
| J••• B•••••• W••• | n/a | MCDONOUGH, GA | CUMMING, GA | 5 | 16 | 1 | no |
| D••••• M•••• Y••••• | Certified Financial Planner | MCDONOUGH, GA | Hanover, MD | 5 | 10 | 1 | yes |
| D•••• S•••• W••••• | n/a | MCDONOUGH, GA | Charlotte, NC | 5 | 44 | 3 | yes |
| D••••• C••••••••• S••••• | n/a | MCDONOUGH, GA | ST. CHARLES, MO | 4 | 35 | 2 | yes |
| K•••• S•••• B••••••• | Chartered Financial Consultant | RIVERVIEW, FL | MCDONOUGH, GA | 3 | 40 | 3 | yes |
| H••••• J•••• K••••• | n/a | SLATINGTON, PA | MCDONOUGH, GA | 3 | 26 | 2 | yes |
| R•• P••• S•••• | n/a | MCDONOUGH, GA | WAYCROSS, GA | 2 | 10 | 1 | yes |
| Z••••• T•••• | n/a | Jersey City, NJ | MCDONOUGH, GA | 1 | 19 | 2 | yes |
| C••• I•••••••• S••••••••• I••• | n/a | n/a | n/a | Y | yes | n/a |
| C••• S••••••••• I••• | n/a | n/a | n/a | N | yes | n/a |
| F•••• A•••• F•••••••• I••• | n/a | n/a | n/a | N | yes | n/a |
| yes |
| Columbus | Ga | United States | 1 | yes |
| Cumming | Ga | United States | 1 | yes |
| Stockbridge | Ga | United States | 1 | yes |
| Woodstock | Ga | United States | 1 | yes |
| ST. CHARLES | Mo | United States | 1 | yes |
| Missoula | Mt | United States | 1 | yes |
| BAITING HOLLOW | NY | United States | 1 | yes |
| BALA CYNWYD | Pa | United States | 1 | yes |
| Addison | TX | United States | 1 | yes |
| Dallas | TX | United States | 1 | no |
| n/a | n/a | n/a | 1 | no |
| Mar 31, 2026 |
| $474M |
| $466M |
| 34 |
| 28 |
| 34 |
| n/a |
| n/a |
| 2024 | Mar 19, 2025 | $402M | $384M | 140 | 40 | 34 | n/a | n/a |
| 2023 | Mar 26, 2024 | $365M | $314M | 140 | 40 | 29 | n/a | n/a |
| 2022 | Apr 3, 2023 | $299M | $278M | 139 | 39 | 29 | n/a | n/a |
| 2021 | Mar 31, 2022 | $284M | $283M | 42 | 42 | 29 | n/a | n/a |
| 2020 | Mar 31, 2021 | $232M | $202M | 49 | 47 | 36 | n/a | n/a |
| 2019 | Mar 31, 2020 | $294M | $272M | 30 | 24 | 19 | n/a | n/a |
| 2018 | Apr 1, 2019 | $173M | $151M | 42 | 42 | 19 | n/a | n/a |
| 2017 | Mar 28, 2018 | $105M | $100M | 42 | 42 | 19 | n/a | n/a |
| 2016 | Mar 31, 2017 | $91.0M | $88.0M | 31 | 31 | n/a | n/a | n/a |
| 2015 | Apr 5, 2016 | $101M | $95.0M | 35 | 35 | n/a | n/a | n/a |
| 2014 | Apr 1, 2015 | $75.0M | $70.0M | 40 | 40 | n/a | n/a | n/a |
| 2013 | Apr 1, 2014 | $71.0M | $70.0M | 40 | 40 | n/a | n/a | n/a |
| 2012 | Mar 26, 2013 | $51.0M | $50.0M | 25 | 25 | n/a | n/a | n/a |
| 2011 | Mar 30, 2012 | $43.0M | $43.0M | n/a | n/a | n/a | n/a | n/a |