DFX Intelligence
Reading the graph
Reading the graph
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Advisor at M•••••••• S•••••••• C•••••• M••••••••• L••
DALLAS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M•••••••• S•••••••• C•••••• M••••••••• L•• | Independent wealth | May 1, 2017 | n/a | yes | DALLAS, TX | Current employment |
| C•••••• A••••••• S•••••••• L•• | Independent wealth | Nov 13, 2014 | Dec 4, 2014 | no | MCKINNEY, TX |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| R••••••• W••••• M••••••••• L•• | C•••••• A••••••• S•••••••• L•• | Jul 18, 2017 | Nov 13, 2014 | -978 | Firm change after gap | Other |
| C•••••• A••••••• S•••••••• L•• | M•••••••• S•••••••• C•••••• M••••••••• L•• | Dec 4, 2014 | May 1, 2017 |
| R••••••• W••••• M••••••••• L•• | n/a | Mar 23, 2011 | Jul 18, 2017 | no | MELISSA, TX | Previous registration |
| G••••• W••••• M••••••••• I••• | Bd affiliated wealth | Jan 5, 2011 | Apr 1, 2011 | no | MELISSA, TX | Previous registration |
| G••••• W••••• M••••••••• I••• | Bd affiliated wealth | Jan 2, 2004 | Dec 31, 2010 | no | PLANO, TX|MELISSA, TX|GEORGETOWN, TX|ALLEN, TX | Previous registration |
| U••••• S••••••••• A•••••••• I••• | n/a | Oct 15, 2003 | Dec 31, 2003 | no | PLANO, TX | Previous registration |
| C••••• A••••••• L•• | Former SEC adviser | Jun 24, 1998 | Oct 31, 2003 | no | PLANO, TX | Previous registration |
| 879 |
| Firm change after gap |
| Other |
| G••••• W••••• M••••••••• I••• | R••••••• W••••• M••••••••• L•• | Apr 1, 2011 | Mar 23, 2011 | -9 | Firm change | Other |
| U••••• S••••••••• A•••••••• I••• | G••••• W••••• M••••••••• I••• | Dec 31, 2003 | Jan 2, 2004 | 2 | Firm change | Other |
| C••••• A••••••• L•• | U••••• S••••••••• A•••••••• I••• | Oct 31, 2003 | Oct 15, 2003 | -16 | Firm change | Other |