DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jesse William Hauptrief
Feed of 09/14/2026
Also filed as Jesse William Hauptrief
At current firm
9 y
since May 1, 2017
In the industry
42 y
since Apr 11, 1984 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Mcelhenny Sheffield Capital Management, LLC independent RIA currentsince May 1, 2017 · Dallas, Tx
- Coppell Advisory Solutions LLC independent RIANov 13, 2014 to Dec 4, 2014 · Mckinney, Tx
- Resource Wealth Management, LLC unclassifiedMar 23, 2011 to Jul 18, 2017 · Melissa, Tx
- Geneos Wealth Management, Inc. BD affiliatedJan 5, 2011 to Apr 1, 2011 · Melissa, Tx
- Geneos Wealth Management, Inc. BD affiliatedJan 2, 2004 to Dec 31, 2010 · Plano, Tx
- United Securities Alliance, Inc. unclassifiedOct 15, 2003 to Dec 31, 2003 · Plano, Tx
- Cetera Advisors LLC formerJun 24, 1998 to Oct 31, 2003 · Plano, Tx
Moves
a registration end followed by a registration begin elsewhere
- Resource Wealth Management, LLC to Coppell Advisory Solutions LLCleft Jul 18, 2017, registered Nov 13, 2014 (-978 days) · Other
- Coppell Advisory Solutions LLC to Mcelhenny Sheffield Capital Management, LLCleft Dec 4, 2014, registered May 1, 2017 (879 days) · Other
- Geneos Wealth Management, Inc. to Resource Wealth Management, LLCleft Apr 1, 2011, registered Mar 23, 2011 (-9 days) · Other
- United Securities Alliance, Inc. to Geneos Wealth Management, Inc.left Dec 31, 2003, registered Jan 2, 2004 (2 days) · Other
- Cetera Advisors LLC to United Securities Alliance, Inc.left Oct 31, 2003, registered Oct 15, 2003 (-16 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address