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CRD 115120
DALLAS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| B•••• M•••••••• F••••• | n/a | DALLAS, TX | 11 | 33 | 1 | no |
| J•••••• P••• B•••••• | n/a | DALLAS, TX | 11 | 26 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| F•••••• B••••• M•••••••• | MANAGING PARTNER, MANAGING MEMBER, AND CHIEF COMPLIANCE OFFICER | D | yes | 03/2000 | Dec 19, 2013 | Mar 29, 2024 |
| D•••••• C•••• G• | Member | Na | no | 01/2016 | Mar 31, 2016 | Mar 29, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| E•••••• C•••••• P•••••••• L•• | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 1 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $663M | $509M | 30.4% | $392M | 19.2% | 7 | 7 | 0 | 0 |
| no |
| R••• A•••••• M•••• | n/a | DALLAS, TX | 10 | 16 | 1 | no |
| G•••• L••••• M••••• | Certified Financial Planner|Chartered Financial Analyst | DALLAS, TX | 10 | 16 | n/a | no |
| J•••• W•••••• H•••••••• | n/a | DALLAS, TX | 9 | 42 | 6 | no |
| A••••• C••••••••• H••• | Certified Financial Planner | DALLAS, TX | 2 | 30 | 12 | no |
| K••• P•••••• E••• | Chartered Financial Analyst | DALLAS, TX | 1 | 11 | n/a | no |
| Member |
| C |
| no |
| 06/2007 |
| Dec 19, 2013 |
| Mar 29, 2024 |
| M•••••• G••••• L••••• | PORTFOLIO MANAGER AND DIRECTOR OF OPERATIONS | Na | no | 10/2023 | Oct 11, 2023 | Mar 29, 2024 |
| Mar 27, 2026 |
| $663M |
| $663M |
| 7 |
| 7 |
| 0 |
| n/a |
| n/a |
| 2024 | Mar 31, 2025 | $509M | $509M | 7 | 7 | 0 | n/a | n/a |
| 2023 | Mar 29, 2024 | $419M | $419M | 5 | 5 | 0 | n/a | n/a |
| 2022 | Mar 14, 2023 | $392M | $392M | 7 | 7 | 0 | n/a | n/a |
| 2021 | Mar 23, 2022 | $463M | $463M | 8 | 8 | 0 | n/a | n/a |
| 2020 | Mar 31, 2021 | $347M | $347M | 8 | 6 | 0 | n/a | n/a |
| 2019 | Mar 30, 2020 | $241M | $241M | 8 | 6 | 0 | n/a | n/a |
| 2018 | Mar 29, 2019 | $261M | $261M | 10 | 8 | 0 | n/a | n/a |
| 2017 | Mar 30, 2018 | $311M | $311M | 12 | 10 | 0 | n/a | n/a |
| 2016 | Mar 31, 2017 | $205M | $205M | 9 | 8 | n/a | n/a | n/a |
| 2015 | Mar 31, 2016 | $174M | $174M | 5 | 4 | n/a | n/a | n/a |
| 2014 | Apr 1, 2015 | $173M | $173M | 5 | 5 | n/a | n/a | n/a |
| 2013 | Mar 31, 2014 | $170M | $170M | 5 | 5 | n/a | n/a | n/a |