DFX Intelligence

J•••• G•••• J••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst22 years in industry

J•••• G•••• J••••

Advisor at H•••••••• A•••••••• L••

Greemsboro, NC | CHICAGO, IL

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Search this name across graphsid dfx:ria:055ad1ed-7550-e1f3-1fc4-9fac51d08177

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 3, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 29, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••••• A•••••••• L••	Bd affiliated wealth	Nov 3, 2020	n/a	yes	CHICAGO, IL\|Greemsboro, NC	Current employment
S•••••• F•••••••• G••••	Former SEC adviser	Jul 5, 2012	Nov 9, 2020	no	GREENSBORO, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• F•••••••• G••••	H•••••••• A•••••••• L••	Nov 9, 2020	Nov 3, 2020	-6	Firm change	RIA to ibd
E•••••••• A•••••••• L••	S•••••• F•••••••• G••••	Oct 21, 2003	Jul 5, 2012

Team moves

••• Locked

Team	Left	Joined	From	Kind
106298:145323:NC:2020-11-09	Nov 9, 2020	Nov 3, 2020	GREENSBORO, NC	Firm change

Relationships

Registered with (3)

→ H•••••••• A•••••••• L••Registered adviserregistration: current employment
Nov 3, 2020 to presentfactForm ADV
→ S•••••• F•••••••• G••••Registered adviserregistration: previous registration
Jul 5, 2012 to Nov 9, 2020factForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Oct 3, 2003 to Oct 21, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:055ad1ed-7550-e1f3-1fc4-9fac51d08177
First observed: Oct 3, 2003
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.