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S•••••• F•••••••• G••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

S•••••• F•••••••• G••••

S•••••• FINANCIAL SERVICES GROUP INC, CRD 106298

GREENSBORO, NC

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Search this name across graphsid dfx:ria:c705c25d-c44a-f784-ce58-e2303b9a5101

Data as of Jul 21, 2020 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 24
Dated events: 1
On other graphs: 0
Observed: Dec 23, 2011 to Jul 21, 2020
18 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.4BItem 5.F on the latest filing (2020-07-21); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.4B
Private client RAUM: $1.3BderivedItem 5.D individuals plus high net worth individuals
Private client share: 93%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
J•••• J••• J••••• G••••	VP, CO-CIO, CCO, DIRECTOR, CLASS A AND CLASS B SHAREHOLDER	A	yes	01/2015	Apr 1, 2015	Jul 21, 2020
M••••••••• H••••	SENIOR VICE PRESIDENT AND FINANCIAL ADVISOR, DIRECTOR, CLASS A AND CLASS B SHAREHOLDER	Na	yes	01/2017

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
CHAPEL HILL	Nc	United States	3	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$1.4B	$1.3B	9.8%	$949M	14.9%	30	29	1	1

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
H•••••••• A•••••••• L••	14	Nov 9, 2020	Nov 9, 2020	GREENSBORO, NC	Firm absorbed	RIA to ibd	100.0%

Relationships

Controls (6)

← J•••• J••• J••••• G••••OwnerVP, CO-CIO, CCO, DIRECTOR, CLASS A AND CLASS B SHAREHOLDER, ownership code A, individual
Apr 1, 2015 to presentfactForm ADV
← W••••••• J••• P••••••• E•••••OwnerCO-CIO, GLOBAL STRATEGIST, CLASS A AND CLASS B SHAREHOLDER, ownership code NA, individual
Mar 29, 2019 to presentfactForm ADV
← S••••••• P•••••OwnerSECRETARY, CFO, DIRECTOR, CLASS A SHAREHOLDER, ownership code B, individual
Dec 23, 2011 to presentfactForm ADV
← M••••••••• H••••OwnerSENIOR VICE PRESIDENT AND FINANCIAL ADVISOR, DIRECTOR, CLASS A AND CLASS B SHAREHOLDER, ownership code NA, individual

Dated events

Occurred
Mar 29, 2019
Control person joined
Edward Phillip Williams Jr. (Co-Cio, Global Strategist, Class A And Class B Shareholder) appeared on Schedule A of S•••••• F•••••••• G••••
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c705c25d-c44a-f784-ce58-e2303b9a5101
First observed: Dec 23, 2011
Last observed: Jul 21, 2020 75 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.