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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

MICHAEL B. NAPOLI

Advisor at PRIVATE ADVISOR GROUP, LLC

MORRISTOWN, NJ | Morgan Hill, CA

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Search this name across graphsid dfx:ria:055b5402-9c0f-7a57-9411-d0e467c669ea

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Aug 1, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PRIVATE ADVISOR GROUP, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 19, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Oct 19, 1999
First registration: Aug 1, 2000
Dual registered: yes, broker-dealer
Other names: MIKE B NAPOLI|MCHAEL B NAPOLI
IAPD individual key: 3202724

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PRIVATE ADVISOR GROUP, LLC	Bd affiliated wealth	Jun 26, 2026	n/a	yes	Morgan Hill, CA\|MORRISTOWN, NJ	Current employment
MARINER ADVISOR NETWORK	Bd affiliated wealth	Mar 28, 2018	Jun 26, 2026	no	Santa Clara, CA	Previous registration
STRATOS WEALTH PARTNERS, LTD	Bd affiliated wealth	Dec 1, 2015	Mar 28, 2018	no	LOS GATOS, CA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 3, 2011	Dec 2, 2015	no	SUNNYVALE, CA\|SUNNYVALE, CA\|MORGAN HILL, CA\|MORGAN HILL, CA\|SAN JOSE, CA\|SAN JOSE, CA\|MORGAN HILL, CA\|SAN JOSE, CA\|MORGAN HILL, CA\|SAN JOSE, CA	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Mar 27, 2006	Jan 3, 2011	no	SANTA CLARA, CA\|SUNNYVALE, CA\|SAN JOSE, CA\|SAN JOSE, CA\|SAN JOSE, CA\|SUNNYVALE, CA\|SAN JOSE, CA\|SAN JOSE, CA\|SUNNYVALE, CA\|SUNNYVALE, CA\|SAN JOSE, CA\|SANTA CLARA, CA	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Aug 1, 2000	Apr 7, 2006	no	SAN JOSE, CA\|SAN JOSE, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MARINER ADVISOR NETWORK	PRIVATE ADVISOR GROUP, LLC	Jun 26, 2026	Jun 26, 2026	0	Bulk transfer	Ibd to ibd
STRATOS WEALTH PARTNERS, LTD	MARINER ADVISOR NETWORK	Mar 28, 2018	Mar 28, 2018	0	Firm change	RIA to RIA
WELLS FARGO ADVISORS	STRATOS WEALTH PARTNERS, LTD	Dec 2, 2015	Dec 1, 2015	-1	Firm change	Other
WELLS FARGO INVESTMENTS, LLC	WELLS FARGO ADVISORS	Jan 3, 2011	Jan 3, 2011	0	Bulk transfer	Other
CITIGROUP GLOBAL MARKETS INC.	WELLS FARGO INVESTMENTS, LLC	Apr 7, 2006	Mar 27, 2006	-11	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
19616:153184:CA:2015-11-24	Dec 2, 2015	Dec 1, 2015	SAN JOSE, CA	Firm change

Relationships

Registered with (6)

→ PRIVATE ADVISOR GROUP, LLCRegistered adviserregistration: current employment
Jun 26, 2026 to presentfactForm ADV
→ MARINER ADVISOR NETWORKRegistered adviserregistration: previous registration
Mar 28, 2018 to Jun 26, 2026factForm ADV
→ STRATOS WEALTH PARTNERS, LTDRegistered adviserregistration: previous registration
Dec 1, 2015 to Mar 28, 2018factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 3, 2011 to Dec 2, 2015factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Mar 27, 2006 to Jan 3, 2011factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Aug 1, 2000 to Apr 7, 2006factForm ADV

Dated events

No dated event names this entity yet.