DFX Intelligence

D••••• K•••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

D••••• K•••• M••••••

Advisor at L•• F•••••••• L••

PARIS, TX

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 24, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 10, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	May 21, 2018	n/a	yes	PARIS, TX	Current employment
S•••••••• F••••••••• I•••	Former SEC adviser	Nov 5, 2012	May 24, 2018	no	SCOTTSDALE, AZ\|PARIS, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• F••••••••• I•••	L•• F•••••••• L••	May 24, 2018	May 21, 2018	-3	Firm change	Ibd to RIA
E•••••••• A•••••••• L••	S•••••••• F••••••••• I•••	Oct 15, 2012	Nov 5, 2012

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: current employment
May 21, 2018 to presentfactForm ADV
→ S•••••••• F••••••••• I•••Registered adviserregistration: previous registration
Nov 5, 2012 to May 24, 2018factForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Dec 9, 2008 to Oct 15, 2012factForm ADV
→ W•••• C••••• S••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jun 24, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.