DFX Intelligence

W•••• C••••• S••••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserState registeredState registeredRAUM under $100M

W•••• C••••• S••••••••• I•••

CRD 30933

COLUMBUS, OH

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Data as of Aug 4, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 19
Dated events: 5
On other graphs: 0
Observed: Aug 4, 2026 to Aug 4, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $26.7M••• Locked
Discretionary RAUM: $20.9M
Private client RAUM: $26.7Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Employees: 3
Advisory employees: 3

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J••••••• J• L••	n/a	San Antonio, TX \| Columbus, OH	9	23	2	yes
R••••• K•••••• C•••••	n/a	Columbus, OH \| COLUMBUS, OH	8	38

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	n/a	0	1	0	0	1

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
K••••• A••••••• S•••••••• L••	3	Apr 29, 2022	Apr 29, 2022	ARLINGTON, TX	Team lift out	Other	42.9%

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
R•••• A•••• M••••••••• L••	2	Dec 31, 2018	May 9, 2018	WESTERVILLE, OH	Team lift out	Other	100.0%

Relationships

Registered with (17)

← M•••••• S•••••• H•••••••Advisorregistration: current employment
May 9, 2018 to presentfactForm ADV
← R••••• K•••••• C•••••Advisorregistration: current employment
Mar 2, 2018 to presentfactForm ADV
← J••••••• J• L••Advisorregistration: current employment
Feb 28, 2017 to presentfactForm ADV
← O••• R••••• J••••••••

Dated events

Occurred
Jul 20, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Apr 29, 2022
Team lift-out
••• Locked
Form ADVobserved 8 days ago
3 advisors
Occurred
Apr 29, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Apr 29, 2022
Advisor changed firm

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 4, 2026
Last observed: Aug 4, 2026 50 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.