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Advisor at L•••• W•••••• L••
Venice, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•••• W•••••• L•• | State registered | Aug 29, 2025 | n/a | yes | Venice, CA | Current employment |
| C••••••• A•••••••• I••• | Former SEC adviser | Aug 10, 2021 | Sep 13, 2023 | no | Malibu, CA|SAN FRANCISCO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C••••••• A•••••••• I••• | L•••• W•••••• L•• | Sep 13, 2023 | Aug 29, 2025 | 716 | Firm change after gap | RIA to state RIA |
| M•• I•••••••• S•••••••• L•• | C••••••• A•••••••• I••• | Jun 18, 2021 | Aug 10, 2021 |
| M•• I•••••••• S•••••••• L•• | Bd affiliated wealth | Sep 14, 2017 | Jun 18, 2021 | no | LOS ANGELES, CA | Previous registration |
| R•• R•••••••• L•• | Bd affiliated wealth | Jan 8, 2015 | Apr 20, 2017 | no | NEW YORK, NY|NEW YORK, NY | Previous registration |
| 53 |
| Firm change |
| Ibd to RIA |
| R•• R•••••••• L•• | M•• I•••••••• S•••••••• L•• | Apr 20, 2017 | Sep 14, 2017 | 147 | Firm change | Other |