RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••••• G•••••• W•••••••
- L•••• W•••••• L•• state registered currentsince Aug 29, 2025 · Venice, Ca
- C••••••• A•••••••• I••• formerAug 10, 2021 to Sep 13, 2023 · Malibu, Ca
- M•• I•••••••• S•••••••• L•• BD affiliatedSep 14, 2017 to Jun 18, 2021 · Los Angeles, Ca
- R•• R•••••••• L•• BD affiliatedJan 8, 2015 to Apr 20, 2017 · New York, Ny
- C••••••• A•••••••• I••• to L•••• W•••••• L••left Sep 13, 2023, registered Aug 29, 2025 (716 days) · RIA to a state-registered adviser
- M•• I•••••••• S•••••••• L•• to C••••••• A•••••••• I•••left Jun 18, 2021, registered Aug 10, 2021 (53 days) · Affiliated broker-dealer or bank to independent RIA
- R•• R•••••••• L•• to M•• I•••••••• S•••••••• L••left Apr 20, 2017, registered Sep 14, 2017 (147 days) · Other
- S••••• G•••••• W••••••• left C••••••• A•••••••• I••• for L•••• W•••••• L•• (registered 2025-08-29)Sep 13, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address