R•••• G•••••

Advisor at O•••• I••••••••• I•••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0572f27e-3214-0297-4c85-15c0a45e5255

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 23, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• I••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 3, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• I••••••••• I•••	Bd affiliated wealth	Dec 4, 2017	n/a	yes	WOODBURY, CT\|MERIDEN, CT\|South Windsor, CT\|MERIDEN, CT	Current employment
K•• I••••••••• S••••••• L••	Bd affiliated wealth	Sep 21, 2016	Dec 11, 2017	no	MANCHESTER, CT\|GLASTONBURY, CT\|MANCHESTER, CT

Moves

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From	To	Left	Joined	Gap, days	Kind	Move type
K•• I••••••••• S••••••• L••	O•••• I••••••••• I•••	Dec 11, 2017	Dec 4, 2017	-7	Firm change	Other
L•• F•••••••• L••	K•• I••••••••• S••••••• L••	Sep 21, 2016	Sep 21, 2016

Team moves

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Team	Left	Joined	From	Kind
136300:35371:CT:2017-12-11	Dec 11, 2017	Dec 4, 2017	MANCHESTER, CT	Firm change
6413:136300:CT:2016-09-21	Sep 21, 2016	Sep 21, 2016	MANCHESTER, CT	Firm change

Relationships

Registered with (5)

→ O•••• I••••••••• I•••Registered adviserregistration: current employment
Dec 4, 2017 to presentfactForm ADV
→ K•• I••••••••• S••••••• L••Registered adviserregistration: previous registration
Sep 21, 2016 to Dec 11, 2017factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Oct 19, 2012 to Sep 21, 2016factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0572f27e-3214-0297-4c85-15c0a45e5255
First observed: Apr 23, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.