DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at GATEWAY WEALTH PARTNERS, LLC
APPLETON, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| GATEWAY WEALTH PARTNERS, LLC | Independent wealth | Oct 6, 2022 | n/a | yes | APPLETON, WI | Current employment |
| ADVISORS' PRIDE INC. | Former SEC adviser | Oct 17, 2019 | Dec 31, 2022 | no | APPLETON, WI | Previous registration |
| INVESTMENT CENTERS OF AMERICA, INC. | Former SEC adviser | Feb 8, 2016 | Feb 20, 2018 | no | APPLETON, WI|APPLETON, WI | Previous registration |
| SII INVESTMENTS, INC. | Former SEC adviser | Nov 5, 2005 | Feb 20, 2018 | no | APPLETON, WI|APPLETON, WI|APPLETON, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ADVISORS' PRIDE INC. | GATEWAY WEALTH PARTNERS, LLC | Dec 31, 2022 | Oct 6, 2022 | -86 | Bulk transfer | RIA to new firm |
| INVESTMENT CENTERS OF AMERICA, INC. | ADVISORS' PRIDE INC. | Feb 20, 2018 | Oct 17, 2019 | 604 | Firm change after gap | Other |
| SII INVESTMENTS, INC. | INVESTMENT CENTERS OF AMERICA, INC. | Feb 20, 2018 | Feb 8, 2016 | -743 | Channel change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 2225:16443:WI:2018-02-20 | Feb 20, 2018 | Feb 8, 2016 | APPLETON, WI | Firm change after gap |