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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

GATEWAY WEALTH PARTNERS, LLC

CRD 322789

APPLETON, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:da0951ef-e5cc-5308-b6a9-6bfc6376c30a

Data as of Jun 12, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 130
Dated events: 31
On other graphs: 0
Observed: Aug 26, 2022 to Jun 12, 2026
26 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=81.0
Regulatory AUM: $2.3BItem 5.F on the latest filing (2026-06-12); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.7B
Private client RAUM: $2.2BderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 101
RAUM per advisor: $22.6Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 83
Advisory employees: 83
Offices: 25Schedule D 1.F, beyond the principal office
Accounts: 10,635
Individual clients: 5,707
High net worth clients: 1,605
SEC number: 801-126635
CRD: 322789
Filings on the tape: 26
First filed: Aug 26, 2022
Latest filed: Jun 12, 2026
Organised: Limited Liability Company, DE
Website: joingateway.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 101

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JULIE NICOLE GRANEY	Certified Financial Planner	HAZEN, ND \| BEULAH, ND \| APPLETON, WI	8	21	1	yes
JEFFREY SCOTT MILES	n/a	MENASHA, WI \| APPLETON, WI \| Menasha, WI	8	15	2	yes
TODD EDWARD HOLDEN	n/a	APPLETON, WI \| JANESVILLE, WI	8	25	1	yes
TIMOTHY RYAN SIELSCHOTT	n/a	APPLETON, WI \| Lima, OH \| BLUFFTON, OH \| FINDLAY, OH \| LIMA, OH \| PANDORA, OH	8	21	2	yes
CHRISTOPHER ANDREW MCCAMAN	Certified Financial Planner\|Chartered Financial Analyst	APPLETON, WI \| PORT WASHINGTON, WI \| Port Washington, WI	8	31	6	yes
IRENE MARIE VILONALABONNE	n/a	APPLETON, WI \| Delavan, WI	3	44	2	yes
DAVID HOUGHTON WOOD	n/a	APPLETON, WI \| Glastonbury, CT	3	37	3	yes
TIMOTHY JOHN BOBER	n/a	APPLETON, WI \| Fort Lauderdale, FL	3	36	1	yes
JILL ANN BATLEY	n/a	APPLETON, WI	3	34	1	yes
SUSAN LEIGHTON JANSEN	n/a	APPLETON, WI	3	28	2	yes
MICHAEL GEORGE KITZMAN	n/a	APPLETON, WI	3	24	3	yes
ERIC DALE HALL	n/a	APPLETON, WI	3	22	5	yes
JEAN-PAUL ANTHONY AIME	n/a	APPLETON, WI \| Fitchburg, WI	3	23	2	yes
JEANANN M KRAMER	n/a	APPLETON, WI	3	21	6	yes
SCOTT CARL WAUTERS	n/a	Hannibal, MO \| Cape Coral, FL \| APPLETON, WI	3	20	4	yes
KURTIS SCOTT HAGEMANN	n/a	Batavia, IL \| APPLETON, WI	3	19	3	yes
RYAN MICHAEL KNAPP	n/a	WASHINGTON, IL \| APPLETON, WI	3	10	1	yes
JUSTIN JOHN ZOROMSKI	n/a	Eau Claire, WI \| APPLETON, WI	3	13	3	yes
Brandon Slowiak	n/a	APPLETON, WI \| WAUSAU, WI	3	14	n/a	yes
DANIEL P LABROAD	n/a	NEWBURYPORT, MA \| APPLETON, WI	3	18	2	yes
TYLER REED BOLING	n/a	Fort Wayne, IN \| Estes Park, CO \| APPLETON, WI	3	11	1	yes
TODD Christopher KUEN	n/a	APPLETON, WI	3	26	4	yes
MELANIE DENISE MILAM	n/a	MIDLAND, TX \| APPLETON, WI	3	24	1	yes
Joel Wesley Milam	n/a	MIDLAND, TX \| APPLETON, WI	3	10	n/a	yes
Jacob D Milam	n/a	MIDLAND, TX \| APPLETON, WI	3	11	n/a	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BATLEY, JILL, ANN	CHIEF COMPLIANCE OFFICER AND PRESIDENT	Na	yes	08/2022	Jun 12, 2026	Jun 12, 2026
HALL, ERIC, DALE	CHIEF EXECUTIVE OFFICER	C	yes	08/2022	Jun 12, 2026	Jun 12, 2026
KITZMAN, MICHAEL, GEORGE	CHIEF ENGAGEMENT OFFICER	Na	yes	08/2022	Jun 12, 2026	Jun 12, 2026
WOOD, DAVID, HOUGHTON	CHIEF VISIONARY OFFICER	C	yes	08/2022	Jun 12, 2026	Jun 12, 2026

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Glastonbury	Ct	United States	9	no
Midland	TX	United States	3	no
Madison	Wi	United States	2	no
ESTES PARK	Co	United States	1	yes
Batvia	IL	United States	1	no
Washington	IL	United States	1	no
FORT WAYNE	In	United States	1	yes
Newburyport	Ma	United States	1	no
Easton	Md	United States	1	no
Lakeville	Mn	United States	1	no
Delavan	Wi	United States	1	no
EAU CLAIRE	Wi	United States	1	no
Germantown	Wi	United States	1	no
Manitowoc	Wi	United States	1	no
Menasha	Wi	United States	1	no
Wausau	Wi	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 26, 2026	$2.3B	$1.7B	83	83	25	n/a	n/a
2024	Mar 31, 2025	$1.2B	$488M	66	66	25	n/a	n/a
2023	Mar 28, 2024	$892M	$557M	80	51	24	n/a	n/a
2022	Mar 29, 2023	$1.2B	$1.0B	38	38	23	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
29	2	27	2.0%	2	0	0	56	13

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.3B	$1.2B	82.3%	$1.2B	25.5%	83	66	25	25

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
ONEASCENT FINANCIAL SERVICES LLC	6	Sep 26, 2023	Sep 25, 2023	APPLETON, WI	Team lift out	RIA to RIA	13.0%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
EQUITABLE ADVISORS, LLC	2	Feb 5, 2026	Feb 5, 2026	SYRACUSE, NY	Team lift out	Ibd to RIA	0.0%
OSAIC WEALTH, INC.	3	Nov 19, 2025	Feb 5, 2026	EAU CLAIRE, WI	Team lift out	Ibd to RIA	0.0%
INDEPENDENT ADVISOR ALLIANCE, LLC	2	Aug 21, 2025	Nov 26, 2025	MONTGOMERY, AL	Team lift out	Other	0.7%
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	2	Apr 3, 2023	Mar 15, 2023	ELLINGTON, CT	Team lift out	Ibd to RIA	0.1%
ADVISORS' PRIDE INC.	2	Oct 25, 2022	Oct 6, 2022	GLASTONBURY, CT	Team lift out	RIA to new firm	6.1%
ADVISORS' PRIDE INC.	4	Oct 25, 2022	Oct 6, 2022	APPLETON, WI	Team lift out	RIA to new firm	12.1%
SII INVESTMENTS, INC.	2	Feb 14, 2018	Jun 2, 2025	GREEN BAY, WI	Team lift out	Ibd to new firm	1.1%
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	6	Nov 29, 2017	Feb 18, 2026	LOS ANGELES, CA	Team lift out	Other	1.4%
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	2	Nov 29, 2017	May 31, 2023	MANCHESTER, CT	Team lift out	Other	0.5%

Relationships

showing 80 of 130

Registered with (80)

← WILLIAM AUGUSTINE EVANSAdvisorregistration: current employment
Aug 25, 2026 to presentfactForm ADV
← JULIE NICOLE GRANEYAdvisorregistration: current employment
Aug 19, 2026 to presentfactForm ADV
← TIMOTHY RYAN SIELSCHOTTAdvisorregistration: current employment
Aug 4, 2026 to presentfactForm ADV
← Vincent Charles BaronAdvisorregistration: current employment
Jun 24, 2026 to presentfactForm ADV
← Erik Edward LandsverkAdvisorregistration: current employment
Jun 4, 2026 to presentfactForm ADV
← Hope SullivanAdvisorregistration: current employment
May 21, 2026 to presentfactForm ADV
← Bryce KostmanAdvisorregistration: current employment
May 12, 2026 to presentfactForm ADV
← JUSTIN LEIGH HAMMERBECKAdvisorregistration: current employment
May 7, 2026 to presentfactForm ADV
← TODD EDWARD HOLDENAdvisorregistration: current employment
Apr 28, 2026 to presentfactForm ADV
← JOHN JOSEPH ASTAAdvisorregistration: current employment
Apr 27, 2026 to presentfactForm ADV
← JAMES HENRY PERRYAdvisorregistration: current employment
Apr 10, 2026 to presentfactForm ADV
← Jacob MorenusAdvisorregistration: current employment
Mar 24, 2026 to presentfactForm ADV
← WILLIAM JAY GOLDSMITHAdvisorregistration: current employment
Mar 4, 2026 to presentfactForm ADV
← JEFFERY WILSON MASTERSAdvisorregistration: current employment
Feb 26, 2026 to presentfactForm ADV
← NEIL PHILIP MANNINGAdvisorregistration: current employment
Feb 18, 2026 to presentfactForm ADV
← SCOTT DAVID KINDERMANAdvisorregistration: current employment
Feb 5, 2026 to presentfactForm ADV
← Aaron Charles PiquetAdvisorregistration: current employment
Feb 5, 2026 to presentfactForm ADV
← Sam Michael VercilloAdvisorregistration: current employment
Feb 4, 2026 to presentfactForm ADV
← ROBERT DUNCAN AIKINSAdvisorregistration: current employment
Jan 30, 2026 to presentfactForm ADV
← GARREN G TAYLORAdvisorregistration: current employment
Jan 28, 2026 to presentfactForm ADV
← James Michael HealyAdvisorregistration: current employment
Jan 23, 2026 to presentfactForm ADV
← DAVID WILLIAM ROMEROAdvisorregistration: current employment
Jan 14, 2026 to presentfactForm ADV
← Brian Keith DowAdvisorregistration: current employment
Jan 5, 2026 to presentfactForm ADV
← MCFADDIN MOISEAdvisorregistration: current employment
Jan 1, 2026 to presentfactForm ADV
← BART MATTHEW LANDSVERKAdvisorregistration: current employment
Jan 1, 2026 to presentfactForm ADV
← JUSTIN SCOTT DUMKEAdvisorregistration: current employment
Jan 1, 2026 to presentfactForm ADV
← MARK MCLAIN REICHOWAdvisorregistration: current employment
Jan 1, 2026 to presentfactForm ADV
← Darren Keith CrowAdvisorregistration: current employment
Dec 16, 2025 to presentfactForm ADV
← EVAN P DRURYAdvisorregistration: current employment
Dec 9, 2025 to presentfactForm ADV
← ROBERT CHRISTOPHER BARTHENAdvisorregistration: current employment
Dec 5, 2025 to presentfactForm ADV
and 50 more

Dated events

4 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 26, 2026
Advisor headcount changed
Gateway Wealth Partners, Llc reported 83 state-registered advisory representatives, up from 66 (2025-11-25 to 2026-03-26)
Form ADVobserved 3 days ago
17 IARS
Occurred
Mar 26, 2026
Regulatory AUM changed
Gateway Wealth Partners, Llc reported RAUM $2.3B, up 82% from $1.2B (2025-11-25 to 2026-03-26)
Form ADVobserved 3 days ago
$1.0B
Occurred
Feb 6, 2026
Advisor changed firm
Kirk Mitchell Balin left Gateway Wealth Partners, Llc for Lpl Financial Llc (registered 2026-02-06)
Form ADVobserved 3 days ago
Occurred
Feb 5, 2026
Team lift-out
2 advisors left Equitable Advisors, LLC (Syracuse, NY) for Gateway Wealth Partners, LLC a day apart
Form ADVobserved 3 days ago
2 advisors
Occurred
Nov 26, 2025
Advisor changed firm
Matthew Scott Grohocki left Gateway Wealth Partners, Llc for Lpl Financial Llc (registered 2025-11-26)
Form ADVobserved 3 days ago
Occurred
Nov 19, 2025
Team lift-out
3 advisors left Osaic Wealth, Inc. (Eau Claire, WI) for Gateway Wealth Partners, LLC within 15 days
Form ADVobserved 3 days ago
3 advisors
Occurred
Aug 21, 2025
Team lift-out
2 advisors left Independent Advisor Alliance, LLC (Montgomery, AL) for Gateway Wealth Partners, LLC on the same day
Form ADVobserved 3 days ago
2 advisors
Occurred
Mar 31, 2025
Regulatory AUM changed
Gateway Wealth Partners, Llc reported RAUM $1.2B, up 40% from $891.6M (2024-09-16 to 2025-03-31)
Form ADVobserved 3 days ago
$358M
Occurred
Jul 24, 2024
Advisor changed firm
Andrew J Klein left Gateway Wealth Partners, Llc for Walkner Condon Financial Advisors Llc (registered 2024-07-16)
Form ADVobserved 3 days ago
Occurred
May 30, 2024
Advisor changed firm
Shannon Christy Foreman left Gateway Wealth Partners, Llc for Lpl Financial Llc (registered 2024-05-13)
Form ADVobserved 3 days ago
Occurred
Sep 26, 2023
Team lift-out
7 advisors left Gateway Wealth Partners, LLC (Appleton, WI) for Oneascent Financial Services LLC on the same day
Form ADVobserved 3 days ago
7 advisors
Occurred
Sep 26, 2023
Advisor changed firm
Matthew Robert Dorweiler left Gateway Wealth Partners, Llc for Oneascent Financial Services Llc (registered 2023-09-22)
Form ADVobserved 3 days ago
Occurred
Sep 26, 2023
Advisor changed firm
Erin Kae Gilbert left Gateway Wealth Partners, Llc for Oneascent Financial Services Llc (registered 2023-09-22)
Form ADVobserved 3 days ago
Occurred
Sep 26, 2023
Advisor changed firm
Jordan Arnold left Gateway Wealth Partners, Llc for Oneascent Financial Services Llc (registered 2023-09-25)
Form ADVobserved 3 days ago
Occurred
Sep 26, 2023
Advisor changed firm
Carl James Reed left Gateway Wealth Partners, Llc for Oneascent Financial Services Llc (registered 2023-09-22)
Form ADVobserved 3 days ago
Occurred
Sep 26, 2023
Advisor changed firm
Seth David Gerber left Gateway Wealth Partners, Llc for Oneascent Financial Services Llc (registered 2023-09-22)
Form ADVobserved 3 days ago
Occurred
Sep 26, 2023
Advisor changed firm
Tamela Jean Sperr left Gateway Wealth Partners, Llc for Oneascent Financial Services Llc (registered 2023-09-22)
Form ADVobserved 3 days ago
Occurred
Sep 26, 2023
Advisor changed firm
Timothy James Stoller left Gateway Wealth Partners, Llc for Oneascent Financial Services Llc (registered 2023-09-22)
Form ADVobserved 3 days ago
Occurred
Sep 26, 2023
Advisor changed firm
Graig Stettner left Gateway Wealth Partners, Llc for Oneascent Financial Services Llc (registered 2023-09-22)
Form ADVobserved 3 days ago
Occurred
Sep 26, 2023
Advisor changed firm
Erin Nicole Laukhuf left Gateway Wealth Partners, Llc for Oneascent Financial Services Llc (registered 2023-09-22)
Form ADVobserved 3 days ago
Occurred
Jun 15, 2023
Advisor changed firm
Luther John Hagen left Gateway Wealth Partners, Llc for Wealth Enhancement Advisory Services, Llc (registered 2023-06-01)
Form ADVobserved 3 days ago
Occurred
Apr 3, 2023
Team lift-out
2 advisors left Cambridge Investment Research Advisors, Inc. (Ellington, CT) for Gateway Wealth Partners, LLC on the same day
Form ADVobserved 3 days ago
2 advisors
Occurred
Feb 16, 2023
Advisor changed firm
Ryan Thomas Stoller left Gateway Wealth Partners, Llc for Sjs Investment Services (registered 2024-09-09)
Form ADVobserved 3 days ago
Occurred
Jan 18, 2023
Advisor changed firm
Jason Philip Weier left Gateway Wealth Partners, Llc for Avantax Advisory Services (registered 2022-11-29)
Form ADVobserved 3 days ago
Occurred
Oct 25, 2022
Team lift-out
6 advisors left Advisors' Pride Inc. (Appleton, WI) for Gateway Wealth Partners, LLC on the same day
Form ADVobserved 3 days ago
6 advisors
Occurred
Oct 25, 2022
Team lift-out
2 advisors left Advisors' Pride Inc. (Glastonbury, CT) for Gateway Wealth Partners, LLC on the same day
Form ADVobserved 2 days ago
2 advisors
Occurred
Aug 26, 2022
First Form ADV filing
Gateway Financial Partners, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 3 days ago

Show 4 bookkeeping events

Occurred
Sep 14, 2026
Joseph Weiss registered as an investment adviser representative at Gateway Wealth Partners, Llc
Occurred
Mar 31, 2025
Gateway Wealth Partners, Llc reported 66 state-registered advisory representatives, up from 50 (2024-09-16 to 2025-03-31)
Occurred
Mar 28, 2024
Gateway Wealth Partners, Llc reported 50 state-registered advisory representatives, up from 38 (2024-01-29 to 2024-03-28)
Occurred
Mar 29, 2023
Gateway Wealth Partners, Llc reported 23 offices beyond its principal office, up from 17 (2023-02-08 to 2023-03-29)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:da0951ef-e5cc-5308-b6a9-6bfc6376c30a
First observed: Aug 26, 2022
Last observed: Jun 12, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

GATEWAY WEALTH PARTNERS, LLC

CRD 322789

APPLETON, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:da0951ef-e5cc-5308-b6a9-6bfc6376c30a

Data as of Jun 12, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:32 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JULIE NICOLE GRANEY

Certified Financial Planner

HAZEN, ND | BEULAH, ND | APPLETON, WI

yes

JEFFREY SCOTT MILES

n/a

MENASHA, WI | APPLETON, WI | Menasha, WI

yes

TODD EDWARD HOLDEN

n/a

APPLETON, WI | JANESVILLE, WI

yes

TIMOTHY RYAN SIELSCHOTT

n/a

yes

CHRISTOPHER ANDREW MCCAMAN

Certified Financial Planner|Chartered Financial Analyst

APPLETON, WI | PORT WASHINGTON, WI | Port Washington, WI

yes

IRENE MARIE VILONALABONNE

n/a

APPLETON, WI | Delavan, WI

yes

DAVID HOUGHTON WOOD

n/a

APPLETON, WI | Glastonbury, CT

yes

TIMOTHY JOHN BOBER

n/a

APPLETON, WI | Fort Lauderdale, FL

yes

JILL ANN BATLEY

n/a

APPLETON, WI

yes

SUSAN LEIGHTON JANSEN

n/a

APPLETON, WI

yes

MICHAEL GEORGE KITZMAN

n/a

APPLETON, WI

yes

ERIC DALE HALL

n/a

APPLETON, WI

yes

JEAN-PAUL ANTHONY AIME

n/a

APPLETON, WI | Fitchburg, WI

yes

JEANANN M KRAMER

n/a

APPLETON, WI

yes

SCOTT CARL WAUTERS

n/a

Hannibal, MO | Cape Coral, FL | APPLETON, WI

yes

KURTIS SCOTT HAGEMANN

n/a

Batavia, IL | APPLETON, WI

yes

RYAN MICHAEL KNAPP

n/a

WASHINGTON, IL | APPLETON, WI

yes

JUSTIN JOHN ZOROMSKI

n/a

Eau Claire, WI | APPLETON, WI

yes

Brandon Slowiak

n/a

APPLETON, WI | WAUSAU, WI

n/a

yes

DANIEL P LABROAD

n/a

NEWBURYPORT, MA | APPLETON, WI

yes

TYLER REED BOLING

n/a

Fort Wayne, IN | Estes Park, CO | APPLETON, WI

yes

TODD Christopher KUEN

n/a

APPLETON, WI

yes

MELANIE DENISE MILAM

n/a

MIDLAND, TX | APPLETON, WI

yes

Joel Wesley Milam

n/a

MIDLAND, TX | APPLETON, WI

n/a

yes

Jacob D Milam

n/a

MIDLAND, TX | APPLETON, WI

n/a

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BATLEY, JILL, ANN

CHIEF COMPLIANCE OFFICER AND PRESIDENT

yes

08/2022

Jun 12, 2026

HALL, ERIC, DALE

CHIEF EXECUTIVE OFFICER

yes

08/2022

Jun 12, 2026

KITZMAN, MICHAEL, GEORGE

CHIEF ENGAGEMENT OFFICER

yes

08/2022

Jun 12, 2026

WOOD, DAVID, HOUGHTON

CHIEF VISIONARY OFFICER

yes

08/2022

Jun 12, 2026

City

State

Country

Employees

Also broker-dealer

Glastonbury

United States

Midland

United States

Madison

United States

ESTES PARK

United States

yes

Batvia

United States

Washington

United States

FORT WAYNE

United States

yes

Newburyport

United States

Easton

United States

Lakeville

United States

Delavan

United States

EAU CLAIRE

United States

Germantown

United States

Manitowoc

United States

Menasha

United States

Wausau

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 26, 2026

$2.3B

$1.7B

n/a

2024

Mar 31, 2025

$1.2B

$488M

n/a

2023

Mar 28, 2024

$892M

$557M

n/a

2022

Mar 29, 2023

$1.2B

$1.0B

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

2.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$2.3B

$1.2B

82.3%

$1.2B

25.5%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

ONEASCENT FINANCIAL SERVICES LLC

Sep 26, 2023

Sep 25, 2023

APPLETON, WI

Team lift out

RIA to RIA

13.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

EQUITABLE ADVISORS, LLC

Feb 5, 2026

SYRACUSE, NY

Team lift out

Ibd to RIA

0.0%

OSAIC WEALTH, INC.

Nov 19, 2025

Feb 5, 2026

EAU CLAIRE, WI

Team lift out

Ibd to RIA

0.0%

INDEPENDENT ADVISOR ALLIANCE, LLC

Aug 21, 2025

Nov 26, 2025

MONTGOMERY, AL

Team lift out

Other

0.7%

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Apr 3, 2023

Mar 15, 2023

ELLINGTON, CT

Team lift out

Ibd to RIA

0.1%

ADVISORS' PRIDE INC.

Oct 25, 2022

Oct 6, 2022

GLASTONBURY, CT

Team lift out

RIA to new firm

6.1%

ADVISORS' PRIDE INC.

Oct 25, 2022

Oct 6, 2022

APPLETON, WI

Team lift out

RIA to new firm

12.1%

SII INVESTMENTS, INC.

Feb 14, 2018

Jun 2, 2025

GREEN BAY, WI

Team lift out

Ibd to new firm

1.1%

NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)

Nov 29, 2017

Feb 18, 2026

LOS ANGELES, CA

Team lift out

Other

1.4%

NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)

Nov 29, 2017

May 31, 2023

MANCHESTER, CT

Team lift out

Other

0.5%