DFX Intelligence

R••• S•••• B•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner21 years in industry

R••• S•••• B•••••••

Advisor at C•••• A••••••• I•••

BOSTON, MA

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Search this name across graphsid dfx:ria:05836831-75b6-a161-ddc0-615999c3553c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Oct 27, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••• A••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••• A••••••• I•••	Independent wealth	Jan 27, 2012	n/a	yes	BOSTON, MA	Current employment
M••••• S••••••	Wirehouse	Oct 27, 2010	Feb 14, 2012	no	Westborough, MA\|WORCESTER, MA\|Wellesley, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	C•••• A••••••• I•••	Feb 14, 2012	Jan 27, 2012	-18	Firm change	Wirehouse to new firm

Relationships

Registered with (2)

→ C•••• A••••••• I•••Registered adviserregistration: current employment
Jan 27, 2012 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Oct 27, 2010 to Feb 14, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:05836831-75b6-a161-ddc0-615999c3553c
First observed: Oct 27, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.