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CRD 160294
BOSTON, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| RYAN SCOTT BELANGER | Certified Financial Planner | BOSTON, MA | 14 | 21 | 1 | no |
| DANA CHRISTIAN ROWEN | n/a | BOSTON, MA | 14 | 22 | 3 | no |
| MICHAEL JOHN KURKULONIS | n/a | Worcester, MA | BOSTON, MA | 13 | 20 | 1 | no |
| JENNIFER COLLIER STREET | n/a | BOSTON, MA | 12 | 21 | 2 | no |
| MICHAEL EDWARD MULLIN | Chartered Financial Analyst | BOSTON, MA | 9 | 29 | 4 | no |
| JAMES WILLIAM ABBOTT | n/a | BOSTON, MA | 8 | 13 | 1 | no |
| PAUL M LITCHFIELD | n/a | SOUTHINGTON, CT | BOSTON, MA | 8 | 14 | 2 | no |
| PATRICK ALFRED MCNAMARA | Certified Financial Planner | BOSTON, MA | 6 | 30 | 3 | no |
| BRANDON FINK | Certified Financial Planner | BOSTON, MA | 5 | 13 | 1 | no |
| Jared Joseph Gagne | n/a | BOSTON, MA | 3 | 11 | 1 | no |
| MICHAEL JOHN COONEY | n/a | BOSTON, MA | 3 | 41 | 1 | no |
| BRANDON THOMAS PACILIO | n/a | BOSTON, MA | WESTPORT, CT | 3 | 12 | 1 | no |
| NICHOLAS MANNUEL DESOUSA | n/a | Narragansett, RI | BOSTON, MA | 1 | 21 | 5 | no |
| Luke Matthew Harder | Certified Financial Planner | BOSTON, MA | 1 | 14 | n/a | no |
| WILLIAM HERON | n/a | HINGHAM, MA | BOSTON, MA | VERO BEACH, FL | 1 | 24 | 2 | no |
| ANNA NICASTRO | Certified Financial Planner | BOSTON, MA | 1 | 21 | 1 | no |
| NICHOLAS EDWARD NOWAK | n/a | BOSTON, MA | 1 | 22 | n/a | no |
| BRADEN FARLEY OSTEN | Certified Financial Planner|Chartered Financial Analyst | BOSTON, MA | 0 | 10 | 2 | no |
| Joseph Porter Waitkevich | n/a | AUSTIN, TX | BOSTON, MA | 0 | 11 | 2 | no |
| BRETT DARREN FRASCATI | n/a | BOSTON, MA | LITTLETON, CO | 0 | 18 | 6 | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| CLARO BAIN TECHNOLOGY OPPORTUNITIES FUND | Other Private Fund | $3.7M | Jul 27, 2026 | 17 | Mar 30, 2022 | reported | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BELANGER, RYAN, SCOTT | BOARD MEMBER AND CHIEF EXECUTIVE OFFICER | D | yes | 01/2012 | Jul 27, 2026 | Jul 27, 2026 |
| Brian, Benedict | BOARD MEMBER | Na | yes | 06/2026 | Jul 27, 2026 | Jul 27, 2026 |
| DECHELLIS, ANTHONY, NMN | BOARD MEMBER | Na | yes | 06/2026 | Jul 27, 2026 | Jul 27, 2026 |
| Ndvr | Shareholder | C | yes | 11/2025 | Jul 27, 2026 | Jul 27, 2026 |
| SIMON, MICHAEL, KELLY | CHAIRMAN OF THE BOARD | Na | yes | 01/2026 | Jul 27, 2026 | Jul 27, 2026 |
| STREET, JENNIFER, COLLIER | CHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER | Na | no | 07/2014 | Jul 27, 2026 | Jul 27, 2026 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Hingham | Ma | United States | 4 | no |
| Dedham | Ma | United States | 1 | no |
| Worcester | Ma | United States | 1 | no |
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Apr 30, 2026 | $1.4B | $1.4B | 37 | 18 | 6 | 1 | n/a |
| 2024 | Mar 31, 2025 | $1.3B | $1.3B | 22 | 16 | 7 | 1 | n/a |
| 2023 | Mar 22, 2024 | $2.0B | $2.0B | 22 | 17 | 6 | 1 | $986M |
| 2022 | Mar 27, 2023 | $787M | $734M | 22 | 18 | 6 | 1 | $625,220 |
| 2021 | Mar 30, 2022 | $763M | $718M | 18 | 14 | 2 | 1 | $4.5M |
| 2020 | Mar 18, 2021 | $588M | $548M | 15 | 13 | 2 | n/a | n/a |
| 2019 | Mar 19, 2020 | $444M | $423M | 15 | 13 | 3 | n/a | n/a |
| 2018 | Mar 26, 2019 | $340M | $302M | 12 | 10 | 3 | n/a | n/a |
| 2017 | Apr 2, 2018 | $245M | $233M | 11 | 9 | 2 | n/a | n/a |
| 2016 | Mar 31, 2017 | $186M | $176M | 7 | 7 | n/a | n/a | n/a |
| 2015 | Feb 9, 2016 | $151M | $137M | 6 | 6 | n/a | n/a | n/a |
| 2014 | Mar 27, 2015 | $170M | $149M | 5 | 5 | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 4 | 2 | 2 | 10.0% | 0 | 1 | 0 | 9 | 7 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $1.4B | $1.3B | 9.6% | $787M | 21.4% | 37 | 22 | 7 | 7 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| INTEGRATED WEALTH CONCEPTS LLC | 2 | Jul 1, 2025 | Apr 3, 2025 | BOSTON, MA | Team lift out | RIA to RIA | 11.8% |
| INTEGRATED WEALTH CONCEPTS LLC | 3 | Dec 2, 2024 | Oct 8, 2024 | BOSTON, MA | Team lift out | RIA to RIA | 17.6% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| Ndvr | 2 | Mar 20, 2026 | Jan 7, 2026 | WINCHESTER, MA | Team lift out | RIA to RIA | 100.0% |