DFX Intelligence
Reading the graph
Reading the graph
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Advisor at E•••••• A••••••• G••••• L••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| E•••••• A••••••• G••••• L•• | Bd affiliated wealth | Jan 13, 2025 | n/a | yes | Bonita Springs, FL|FORT MYERS, FL|GREENWOOD VILLAGE, CO | Current employment |
| E•••••• F•••••••• E•••••• | Independent wealth | Jan 12, 2024 | Sep 13, 2024 | no | FORT MYERS, FL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| E•••••• F•••••••• E•••••• | E•••••• A••••••• G••••• L•• | Sep 13, 2024 | Jan 13, 2025 | 122 | Firm change | RIA to ibd |
| F•••••• I••••••••• S••••••••• L•• | E•••••• F•••••••• E•••••• | Aug 22, 2022 | Jan 12, 2024 |
| F•••••• I••••••••• S••••••••• L•• | Independent wealth | Aug 6, 2021 | Aug 22, 2022 | no | Estero, FL|WESTLAKE VILLAGE, CA | Previous registration |
| A•••••• C•••••• P••••••• L•• | Independent wealth | Apr 11, 2013 | Nov 20, 2019 | no | NAPLES, FL | Previous registration |
| C•••••••• M••••••••• G•••• | Former SEC adviser | Jan 9, 2002 | Jan 7, 2011 | no | IRVING, TX|NAPLES, FL | Previous registration |
| 508 |
| Firm change after gap |
| RIA to RIA |
| A•••••• C•••••• P••••••• L•• | F•••••• I••••••••• S••••••••• L•• | Nov 20, 2019 | Aug 6, 2021 | 625 | Firm change after gap | RIA to RIA |
| C•••••••• M••••••••• G•••• | A•••••• C•••••• P••••••• L•• | Jan 7, 2011 | Apr 11, 2013 | 825 | Firm change after gap | Other |