DFX Intelligence

C•••••••• M••••••••• G••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 10b 100b

C•••••••• M••••••••• G••••

C•••••••• MANAGEMENT CORP, CRD 109651

LOS ANGELES, CA

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Search this name across graphsid dfx:ria:a294b869-11cd-9db1-23c6-40a1607414b0

Data as of Jul 3, 2025 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 83
Dated events: 10
On other graphs: 0
Observed: Jan 30, 2012 to Jul 3, 2025
254 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $10B••• Locked
Discretionary RAUM: $9.9B
Private client RAUM: $9.2Bderived••• Locked
Private client share: 91%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 55
Advisory employees

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C• R•••• C••••• A• T•••••• O• T•• V••••• T•••• A•••••••• D•• 8••••••••	Shareholder	D	yes	08/2022	Sep 16, 2022	Nov 20, 2024
C•••••• C••••••• R••••••	PRESIDENT, DIRECTOR	Na	yes	01/2002	Jan 30, 2012	Nov 20, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
C•••••••• F••••• C••••••••• N••••• L••	n/a	n/a	n/a	N	yes	n/a
C•••••••• F••••• C••••••••• L••	n/a	n/a	n/a	N	yes	n/a
C•••••••• F••••• F•••••• P••••• L••

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
SAN FRANCISCO	CA	United States	3	no
Birmingham	Al	United States	1	no
S••••SDALE	Az	United States	1	no
Irvine	CA	United States	1	no
MISSION VIEJO	CA	United States

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$10B	$8.2B	22.4%	$7.9B	8.4%	55	56	85	85

Relationships

showing 80 of 83

Advises (3)

→ C•••••••• F••••• E•• F•••• L•Private fundHedge Fund, IA
Oct 14, 2015 to presentfactForm ADV
→ C•••••••• F••••• F•••• L•Private fundHedge Fund, IA
Jan 30, 2012 to presentfactForm ADV
→ C•••••••• F••••• F•••• T••Private fundHedge Fund, IA
Jan 30, 2012 to presentfactForm ADV

Registered with (67)

Dated events

7 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Aug 26, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Aug 1, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jun 1, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Show 7 bookkeeping events

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a294b869-11cd-9db1-23c6-40a1607414b0
First observed: Jan 30, 2012
Last observed: Jul 3, 2025 14 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.