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Advisor at VERITY ASSET MANAGEMENT
DURHAM, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| VERITY ASSET MANAGEMENT | Independent wealth | Jul 29, 2011 | n/a | yes | DURHAM, NC | Current employment |
| VERITY INVESTMENTS, INC. | n/a | Dec 27, 2009 | Jul 29, 2011 | no | DURHAM, NC|DURHAM, NC | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Jan 10, 2007 | Dec 17, 2009 | no | CHAPEL HILL, NC | Previous registration |
| VALIC FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Apr 6, 2004 | Jan 18, 2007 | no | DURHAM, NC|DURHAM, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| VERITY INVESTMENTS, INC. | VERITY ASSET MANAGEMENT | Jul 29, 2011 | Jul 29, 2011 | 0 | Firm change | Other |
| EQUITABLE ADVISORS, LLC | VERITY INVESTMENTS, INC. | Dec 17, 2009 | Dec 27, 2009 | 10 | Firm change | Other |
| VALIC FINANCIAL ADVISORS, INC. | EQUITABLE ADVISORS, LLC | Jan 18, 2007 | Jan 10, 2007 | -8 | Firm change | Other |