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Advisor at CETERA INVESTMENT ADVISERS LLC
FORT WORTH, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Sep 5, 2025 | n/a | yes | FORT WORTH, TX | Current employment |
| AVANTAX ADVISORY SERVICES | Former SEC adviser | Oct 13, 2020 | Sep 5, 2025 | no | DALLAS, TX|Fort Worth, TX|Fort Worth, TX|Fort Worth, TX | Previous registration |
| FIRST COMMAND ADVISORY SERVICES | Bd affiliated wealth | Mar 7, 2017 | Aug 26, 2020 | no | FORT WORTH, TX | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jan 7, 2016 | Mar 6, 2017 | no | SOUTHLAKE, TX | Previous registration |
| AVANTAX ADVISORY SERVICES | Former SEC adviser | Jul 3, 2013 | Jul 10, 2015 | no | IRVING, TX | Previous registration |
| WADDELL & REED | Former SEC adviser | Mar 8, 2011 | Aug 16, 2011 | no | COLLEYVILLE, TX | Previous registration |
| EDWARD JONES | National bd RIA | Aug 19, 2010 | Dec 2, 2010 | no | Maryland Heights, MO|Maryland Heights, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AVANTAX ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | Sep 5, 2025 | Sep 5, 2025 | 0 | Bulk transfer | Ibd to ibd |
| FIRST COMMAND ADVISORY SERVICES | AVANTAX ADVISORY SERVICES | Aug 26, 2020 | Oct 13, 2020 | 48 | Firm change | Ibd to ibd |
| LPL FINANCIAL LLC | FIRST COMMAND ADVISORY SERVICES | Mar 6, 2017 | Mar 7, 2017 | 1 | Firm change | Other |
| AVANTAX ADVISORY SERVICES | LPL FINANCIAL LLC | Jul 10, 2015 | Jan 7, 2016 | 181 | Firm change | Other |
| WADDELL & REED | AVANTAX ADVISORY SERVICES | Aug 16, 2011 | Jul 3, 2013 | 687 | Firm change after gap | Other |
| EDWARD JONES | WADDELL & REED | Dec 2, 2010 | Mar 8, 2011 | 96 | Firm change | Other |