RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• L•••••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Sep 5, 2025 · Fort Worth, Tx
- A•••••• A••••••• S••••••• formerOct 13, 2020 to Sep 5, 2025 · Dallas, Tx
- F•••• C•••••• A••••••• S••••••• BD affiliatedMar 7, 2017 to Aug 26, 2020 · Fort Worth, Tx
- L•• F•••••••• L•• BD affiliatedJan 7, 2016 to Mar 6, 2017 · Southlake, Tx
- A•••••• A••••••• S••••••• formerJul 3, 2013 to Jul 10, 2015 · Irving, Tx
- W•••••• • R••• formerMar 8, 2011 to Aug 16, 2011 · Colleyville, Tx
- E••••• J•••• national BDAug 19, 2010 to Dec 2, 2010 · Maryland Heights, Mo
- A•••••• A••••••• S••••••• to C••••• I••••••••• A••••••• L••left Sep 5, 2025, registered Sep 5, 2025 (0 days) · corporate re-registration, not a move
- F•••• C•••••• A••••••• S••••••• to A•••••• A••••••• S•••••••left Aug 26, 2020, registered Oct 13, 2020 (48 days) · Affiliated broker-dealer or bank to another
- L•• F•••••••• L•• to F•••• C•••••• A••••••• S•••••••left Mar 6, 2017, registered Mar 7, 2017 (1 days) · Other
- A•••••• A••••••• S••••••• to L•• F•••••••• L••left Jul 10, 2015, registered Jan 7, 2016 (181 days) · Other
- W•••••• • R••• to A•••••• A••••••• S•••••••left Aug 16, 2011, registered Jul 3, 2013 (687 days) · Other
- E••••• J•••• to W•••••• • R•••left Dec 2, 2010, registered Mar 8, 2011 (96 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address