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Advisor at MORGAN STANLEY
Jacksonville, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Dec 16, 2016 | n/a | yes | Jacksonville, FL | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Apr 18, 2011 | May 15, 2012 | no | BOCA RATON, FL | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Apr 18, 2011 | no | FT. LAUDERDALE, FL | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Apr 2, 2007 | Jun 1, 2009 | no | FT. LAUDERDALE, FL|FT. LAUDERDALE, FL | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Jan 14, 2005 | Apr 2, 2007 | no | FT. LAUDERDALE, FL|FTLAUDERDALE, FL | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Nov 29, 1999 | Jan 19, 2005 | no | FORT LAUDERDALE, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | MORGAN STANLEY | May 15, 2012 | Dec 16, 2016 | 1,676 | Firm change after gap | Wirehouse to wirehouse |
| MORGAN STANLEY | J.P. MORGAN SECURITIES LLC | Apr 18, 2011 | Apr 18, 2011 | 0 | Firm change | Wirehouse to wirehouse |
| MORGAN STANLEY & CO. LLC | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| MORGAN STANLEY DW INC. | MORGAN STANLEY & CO. LLC | Apr 2, 2007 | Apr 2, 2007 | 0 | Bulk transfer | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MORGAN STANLEY DW INC. | Jan 19, 2005 | Jan 14, 2005 | -5 | Firm change | Other |