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Advisor at LPL FINANCIAL LLC
Summerville, SC | SUMMERVILLE, SC | SAN DIEGO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jan 9, 2026 | n/a | yes | Summerville, SC|SAN DIEGO, CA|SUMMERVILLE, SC | Current employment |
| NEXT FINANCIAL GROUP, INC. | Former SEC adviser | Jun 6, 2011 | Jul 31, 2025 | no | Summerville, SC|MT. PLEASANT, SC | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Aug 31, 2005 | Jun 7, 2011 | no | MOUNT PLEASANT, SC|NORTH CHARLESTON, SC|CHARLESTON, SC|COLUMBIA, SC|COLUMBIA, SC | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jul 7, 1997 | Aug 1, 2005 | no | MOUNT PLEASANT, SC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NEXT FINANCIAL GROUP, INC. | LPL FINANCIAL LLC | Jul 31, 2025 | Jan 9, 2026 | 162 | Bulk transfer | Ibd to ibd |
| WELLS FARGO ADVISORS | NEXT FINANCIAL GROUP, INC. | Jun 7, 2011 | Jun 6, 2011 | -1 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WELLS FARGO ADVISORS | Aug 1, 2005 | Aug 31, 2005 | 30 | Firm change | Wirehouse to wirehouse |