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Reading the graph
Advisor at VANGUARD CAPITAL
Gallatin, TN | DENVER, CO | Hendersonville, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| VANGUARD CAPITAL | Independent wealth | Jan 7, 2025 | n/a | yes | DENVER, CO|Gallatin, TN|Hendersonville, TN | Current employment |
| VANGUARD CAPITAL | Former SEC adviser | Feb 5, 2016 | Dec 31, 2016 | no | Del Mar, CA|EVERGREEN, CO|LAS VEGAS, NV|Del Mar, CA|LA JOLLA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| VANGUARD CAPITAL | VANGUARD CAPITAL | Dec 31, 2016 | Jan 7, 2025 | 2,929 | Channel change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 22081:285052:CA:2016-12-31 | Dec 31, 2016 | Jan 7, 2025 | LA JOLLA, CA | Firm change after gap |