This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd= related_bank= bd_reps=0.0

Regulatory AUM

$190MItem 5.F on the latest filing (2026-09-01); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$190M

Private client RAUM

$190MderivedItem 5.D individuals plus high net worth individuals

Private client share

100%derivedprivate client RAUM over total RAUM

Advisors on IAPD

5

RAUM per advisor

$38.1Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

5

Advisory employees

0

Offices

3Schedule D 1.F, beyond the principal office

Accounts

414

Individual clients

147

High net worth clients

52

SEC number

801-108419

CIK

1730578

CRD

285052

Filings on the tape

21

First filed

Sep 12, 2016

Latest filed

Sep 1, 2026

Organised

Limited Liability Company, CO

Website

vcapwa.com

• Occurred

  Sep 12, 2016
  Succession filed (Item 4)

  Vanguard Capital reported succeeding to the business of Another Adviser (Form ADV Item 4)

  Form ADVobserved 5 days ago
• Occurred

  Sep 12, 2016
  First Form ADV filing

  Vanguard Capital filed its initial SEC registration (Form ADV)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:f8142ae9-00be-44c4-3699-568a7c2ca968

First observed

Sep 12, 2016

Last observed

Sep 1, 2026 20 days ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.