DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at LPL FINANCIAL LLC
PONCE, PR | MAYAGUEZ, PR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Feb 19, 2025 | n/a | yes | PONCE, PR|MAYAGUEZ, PR | Current employment |
| DMK ADVISOR GROUP, INC. | Independent wealth | Aug 8, 2024 | Feb 17, 2025 | no | LUTZ, FL|Paseo Real Montejo, Manati, PR | Previous registration |
| OSAIC FS, INC. | Former SEC adviser | Apr 4, 2022 | Aug 5, 2024 | no | SAN JUAN, PR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| DMK ADVISOR GROUP, INC. | LPL FINANCIAL LLC | Feb 17, 2025 | Feb 19, 2025 | 2 | Firm change | RIA to ibd |
| OSAIC FS, INC. | DMK ADVISOR GROUP, INC. | Aug 5, 2024 | Aug 8, 2024 | 3 | Firm change | Ibd to RIA |