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CRD 41067
LUTZ, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| MICHAEL JOSEPH BLACKMORE | n/a | LUTZ, FL | Kearney, MO | 4 | 29 | 1 | yes |
| KELVIN RAY DOUGLAS | n/a | McMinnville, TN | LUTZ, FL | 4 | 26 | 2 | yes |
| JORGE RAMON PEREZ | n/a | LUTZ, FL | 4 | 34 | 2 | yes |
| RUBEN RODRIGUEZ-DOMINGUEZ | n/a | LUTZ, FL | San Juan, PR | 4 | 16 | 1 | yes |
| Christine Marie Cagle | n/a | LUTZ, FL | Excelsior Springs, MO | 3 | 25 | n/a | yes |
| STEPHEN CHARLES WESTVEER | n/a | KALAMAZOO, MI | LUTZ, FL | 3 | 31 | n/a | yes |
| CLIFTON SCOTT JOHNSON | Chartered Financial Consultant | Bountiful, UT | LUTZ, FL | 1 | 37 | 1 | yes |
| SUNIL DUTT MISRA | Chartered Financial Consultant | Orange Park, FL | LUTZ, FL | 1 | 17 | 5 | yes |
| JANAK R DESAI | n/a | LUTZ, FL | St. Augustine, FL | 1 | 15 | 1 | yes |
| DAVID DANIEL HOGAN | n/a | LUTZ, FL | Draper, UT | 1 | 40 | 2 | yes |
| Joshua Hunter Hogan | n/a | LUTZ, FL | Gilbert, AZ | 1 | 11 | 1 | no |
| DANIEL ALLEN BRAMSCHREIBER | n/a | lucas, TX | LUTZ, FL | 0 | 29 | 6 | yes |
| DAVID WILLIAM LAMONT | Certified Financial Planner|Chartered Financial Consultant | Lenoir City, TN | LUTZ, FL | 0 | 31 | 1 | yes |
| ALAN ROLAND WOOLEVER | n/a | LUTZ, FL | Delware, OH | 0 | 43 | 1 | yes |
| Carlos Valadez | n/a | San Antonio, TX | LUTZ, FL | 0 | 20 | 4 | yes |
| JUAN CARLOS MELENDEZ-CALERO | n/a | LUTZ, FL | Guaynabo, PR | 0 | 17 | n/a | yes |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| DESAI, JANAK R | Director | B | yes | 01/2020 | May 4, 2021 | Oct 14, 2024 |
| DOUGLAS, KELVIN RAY | Director | B | yes | 01/2020 | May 4, 2021 | Oct 14, 2024 |
| MISRA, SUNIL DUTT | DIRECTOR/PRINCIPAL | B | yes | 01/2020 | May 4, 2021 | Oct 14, 2024 |
| BASKETT, ERIN ELAINE | CHIEF COMPLIANCE OFFICER | Na | no | 06/2022 | Jun 1, 2022 | Oct 14, 2024 |
| GALLIGAN, PETER B | Finop | Na | no | 12/2001 | May 4, 2021 | Oct 14, 2024 |
| GROSMAN, BARRY JULIAN | Director | Na | no | 08/2024 | Oct 14, 2024 | Oct 14, 2024 |
| OHMAN, JOHN DAVID | ROP/CROP | Na | no | 10/2019 | May 4, 2021 | Oct 14, 2024 |
| PEREZ, JORGE RAMON | Director | B | no | 01/2020 | May 4, 2021 | Oct 14, 2024 |
| SCHWARTZ, HAROLD ALAN | CEO/PRINCIPAL | B | no | 10/2020 | May 4, 2021 | Oct 14, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Tigard | Or | United States | 1 | yes |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2024 | Jan 6, 2025 | $80.6M | $80.5M | 33 | 25 | 1 | n/a | n/a |
| 2023 | Jun 6, 2023 | $56.7M | $56.6M | 36 | 25 | 1 | n/a | n/a |
| 2022 | Aug 12, 2022 | $61.9M | $56.7M | 42 | 35 | 1 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 4 | 0 | 4 | 0.0% | 0 | 0 | 0 | 10 | 3 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2024 | $131M | $56.7M | 130.6% | n/a | n/a | 38 | 36 | 1 | 1 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| HOGAN FRENCH FINANCIAL SERVICES | 2 | Aug 1, 2025 | Aug 27, 2025 | SOUTH JORDAN, UT | Team lift out | Other | 50.0% |