DFX Intelligence

P•••• J••• D•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor25 years in industry

P•••• J••• D•••••

Advisor at M••••••••• I••••••••• M••••••••• L••

CHICAGO, IL | HAVERFORD, PA

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Search this name across graphsid dfx:ria:05b1cb76-61b6-5655-c206-b1b0e7999eff

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Feb 26, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••••• I••••••••• M••••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Jun 15, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••••• I••••••••• M••••••••• L••	Mixed wealth	Jan 31, 2022	n/a	yes	CHICAGO, IL\|HAVERFORD, PA	Current employment
M••••••••• I••••••••• S••••••• L••	Former SEC adviser	Feb 26, 2002	Jan 31, 2022	no	CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|HAVERFORD, PA\|Haverford, PA\|HAVERFORD, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••••••• I••••••••• S••••••• L••	M••••••••• I••••••••• M••••••••• L••	Jan 31, 2022	Jan 31, 2022	0	Firm change	RIA to RIA

Relationships

Registered with (2)

→ M••••••••• I••••••••• M••••••••• L••Registered adviserregistration: current employment
Jan 31, 2022 to presentfactForm ADV
→ M••••••••• I••••••••• S••••••• L••Registered adviserregistration: previous registration
Feb 26, 2002 to Jan 31, 2022factForm ADV

Dated events

Occurred
Jan 31, 2022
Advisor changed firm
P•••• J••• D••••• left M••••••••• I••••••••• S••••••• L•• for M••••••••• I••••••••• M••••••••• L•• (registered 2022-01-31)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:05b1cb76-61b6-5655-c206-b1b0e7999eff
First observed: Feb 26, 2002
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.