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CRD 112525
CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| HARRIS, JOHN DOUGLAS | VICE PRESIDENT | Na | yes | 01/2022 | Jan 25, 2022 | Mar 28, 2024 |
| KEMP, DANIEL | CHIEF RESEARCH AND INVESTMENT OFFICER | Na | yes | 07/2023 | Jul 28, 2023 | Mar 28, 2024 |
| LARSON, ANGELA LYNNE | INTERIM CHIEF COMPLIANCE OFFICER, SECRETARY | Na | yes | 11/2023 | Nov 15, 2023 | Mar 28, 2024 |
| LINSTRA, JONATHAN GRAHAM | PRESIDENT (BD ONLY) | Na | yes | 08/2021 | Aug 17, 2021 | Mar 28, 2024 |
| MANSUETO, JOSEPH DANIEL | Shareholder | C | yes | 04/1984 | Mar 30, 2012 | Mar 28, 2024 |
| MORNINGSTAR INVESTMENT MANAGEMENT LLC | SOLE MEMBER | E | yes | 12/2015 | Jan 6, 2016 | Mar 28, 2024 |
| MORNINGSTAR, INC. | SOLE MEMBER | E | yes | 12/2015 | Jan 6, 2016 | Mar 28, 2024 |
| NEEDHAM, DANIEL | PRESIDENT (RIA ONLY) | Na | yes | 04/2015 | Apr 9, 2015 | Mar 28, 2024 |
| SCHILLING, DONALD SCOTT | FINOP, POO, PFO | Na | no | 11/2023 | Mar 30, 2012 | Mar 28, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| MORNINGSTAR INVESTMENT MANAGEMENT LLC | n/a | Mixed wealth | $88B | Y | yes | n/a |
| MORNINGSTAR RESEARCH SERVICES LLC | n/a | Former SEC adviser | $0 | N | yes | n/a |
| IBBOTSON ASSOCIATES JAPAN KK | n/a | n/a | n/a | N | yes | n/a |
| MORNINGSTAR ASSOCIATES, INC. | n/a | n/a | n/a | N | yes | n/a |
| MORNINGSTAR AUSTRALASIA PTY LIMITED | n/a | n/a | n/a | N | yes | n/a |
| MORNINGSTAR INVESTMENT ADVISER INDIA PRIVATE LTD | n/a | n/a | n/a | N | yes | n/a |
| MORNINGSTAR INVESTMENT ADVISER SINGAPORE PTE LIMITED | n/a | n/a | n/a | N | yes | n/a |
| MORNINGSTAR INVESTMENT CONSULTING FRANCE SAS | n/a | n/a | n/a | N | yes | n/a |
| MORNINGSTAR INVESTMENT MANAGEMENT ASIA LTD | n/a | n/a | n/a | N | yes | n/a |
| MORNINGSTAR INVESTMENT MANAGEMENT AUSTRALIA LTD | n/a | n/a | n/a | N | yes | n/a |
| MORNINGSTAR INVESTMENT MANAGEMENT EUROPE LTD | n/a | n/a | n/a | N | yes | n/a |
| MORNINGSTAR INVESTMENT MANAGEMENT SOUTH AFRICA (PTY) LTD | n/a | n/a | n/a | N | yes | n/a |
| MORNINGSTAR KOREA LTD | n/a | n/a | n/a | N | yes | n/a |
| MORNINGSTAR WEALTH ADMINISTRATION LIMITED | n/a | n/a | n/a | N | yes | n/a |
| MORNINGSTAR WEALTH ADMINISTRATION LIMITED | n/a | n/a | n/a | N | yes | n/a |
| MORNINGSTAR WEALTH INTERNATIONAL LIMITED | n/a | n/a | n/a | N | yes | n/a |
| MORNINGSTAR WEALTH RETIREMENT SERVICES LIMITED | n/a | n/a | n/a | N | yes | n/a |
| SMART INVESTMENT MANAGEMENT LIMITED | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2024 | Mar 28, 2025 | $1.4B | $1.4B | 37 | 29 | 12 | n/a | n/a |
| 2023 | Mar 28, 2024 | $12B | $12B | 69 | 41 | 14 | n/a | n/a |
| 2022 | Mar 29, 2023 | $11B | $11B | 31 | 31 | 8 | n/a | n/a |
| 2021 | Mar 25, 2022 | $13B | $13B | 27 | 27 | 11 | n/a | n/a |
| 2020 | Mar 16, 2021 | $12B | $12B | 27 | 13 | 13 | n/a | n/a |
| 2019 | Mar 27, 2020 | $12B | $12B | 27 | 0 | 13 | n/a | n/a |
| 2018 | Mar 24, 2019 | $11B | $11B | 31 | 0 | 12 | n/a | n/a |
| 2017 | Mar 27, 2018 | $11B | $11B | 21 | 0 | 11 | n/a | n/a |
| 2016 | Mar 30, 2017 | $8.5B | $8.5B | 21 | 0 | n/a | n/a | n/a |
| 2015 | Mar 30, 2016 | $6.8B | $6.8B | 51 | 6 | n/a | n/a | n/a |
| 2014 | Mar 31, 2015 | $6.4B | $6.4B | 55 | 7 | n/a | n/a | n/a |
| 2013 | Mar 31, 2014 | $5.2B | $5.2B | 50 | 7 | n/a | n/a | n/a |
| 2012 | Apr 1, 2013 | $3.9B | $3.9B | 50 | 7 | n/a | n/a | n/a |
| 2011 | Mar 30, 2012 | $3.0B | $3.0B | n/a | n/a | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2024 | $0 | $12B | -100.0% | $13B | n/a | 7 | 69 | 12 | 14 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| CPS INVESTMENT ADVISORS | 3 | Jun 16, 2025 | Nov 17, 2022 | GOLDSBORO, NC | Team lift out | RIA to RIA | 13.0% |
| MORNINGSTAR INVESTMENT MANAGEMENT LLC | 16 | Jun 16, 2025 | Aug 8, 2025 | CHICAGO, IL | Firm absorbed | RIA to RIA | 69.6% |