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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)26 years in industry

DANIEL MATTHEW JOHNSON

Advisor at PRIVATE ADVISOR GROUP, LLC

MORRISTOWN, NJ | Rock Hill, SC

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Search this name across graphsid dfx:ria:05b3baea-341c-6b6f-90fc-ebb2bd5aec89

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jul 31, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PRIVATE ADVISOR GROUP, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 25, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S65|S63
First exam: May 25, 2000
First registration: Jul 31, 2006
Dual registered: yes, broker-dealer
IAPD individual key: 3257006

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PRIVATE ADVISOR GROUP, LLC	Bd affiliated wealth	Jan 20, 2026	n/a	yes	MORRISTOWN, NJ\|Rock Hill, SC	Current employment
OSAIC WEALTH, INC.	Bd affiliated wealth	Aug 1, 2023	Feb 20, 2025	no	SCOTTSDALE, AZ	Previous registration
SAGEPOINT FINANCIAL, INC.	Former SEC adviser	Jul 19, 2022	Sep 1, 2023	no	SCOTTSDALE, AZ	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 12, 2008	Jul 21, 2022	no	CHARLOTTE, NC\|FORT MILL, SC	Previous registration
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Jul 31, 2006	Nov 12, 2007	no	CHARLOTTE, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC WEALTH, INC.	PRIVATE ADVISOR GROUP, LLC	Feb 20, 2025	Jan 20, 2026	334	Firm change	Ibd to ibd
SAGEPOINT FINANCIAL, INC.	OSAIC WEALTH, INC.	Sep 1, 2023	Aug 1, 2023	-31	Bulk transfer	Ibd to ibd
LPL FINANCIAL LLC	SAGEPOINT FINANCIAL, INC.	Jul 21, 2022	Jul 19, 2022	-2	Firm change	RIA to ibd
ADVICE AND PLANNING SERVICES	LPL FINANCIAL LLC	Nov 12, 2007	Jan 12, 2008	61	Firm change	Other

Relationships

Registered with (5)

→ PRIVATE ADVISOR GROUP, LLCRegistered adviserregistration: current employment
Jan 20, 2026 to presentfactForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Aug 1, 2023 to Feb 20, 2025factForm ADV
→ SAGEPOINT FINANCIAL, INC.Registered adviserregistration: previous registration
Jul 19, 2022 to Sep 1, 2023factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jan 12, 2008 to Jul 21, 2022factForm ADV
→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
Jul 31, 2006 to Nov 12, 2007factForm ADV

Dated events

Occurred
Feb 20, 2025
Advisor changed firm
Daniel Matthew Johnson left Osaic Wealth, Inc. for Private Advisor Group, Llc (registered 2026-01-20)
Form ADVobserved 4 days ago
Occurred
Jul 21, 2022
Advisor changed firm
Daniel Matthew Johnson left Lpl Financial Llc for Sagepoint Financial, Inc. (registered 2022-07-19)
Form ADVobserved 4 days ago