DFX Intelligence

R•••••• C•••••• E•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor21 years in industry

R•••••• C•••••• E•••

Advisor at C••••••••• W•••••• L••

••• Locked

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Search this name across graphsid dfx:ria:05bdeea4-2868-c55e-f305-9111b13ca1a4

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Dec 17, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• W•••••• L••	Independent wealth	Jul 20, 2018	n/a	yes	OVERLAND PARK, KS\|La Verne, CA\|PASADENA, CA	Current employment
C••• I••••••••• A•••••••• L••	n/a	Aug 13, 2010	Aug 22, 2018	no	LA VERNE, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••• I••••••••• A•••••••• L••	C••••••••• W•••••• L••	Aug 22, 2018	Jul 20, 2018	-33	Firm change after gap	Other
T••••••••• F•••••••• A•••••••• L••	C••• I••••••••• A•••••••• L••	Jan 6, 2010	Aug 13, 2010

Team moves

••• Locked

Team	Left	Joined	From	Kind
154483:281213:CA:2018-08-09	Aug 22, 2018	Jul 20, 2018	LA VERNE, CA	Firm change after gap

Relationships

Registered with (3)

→ C••••••••• W•••••• L••Registered adviserregistration: current employment
Jul 20, 2018 to presentfactForm ADV
→ C••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Aug 13, 2010 to Aug 22, 2018factForm ADV
→ T••••••••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Dec 17, 2007 to Jan 6, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:05bdeea4-2868-c55e-f305-9111b13ca1a4
First observed: Dec 17, 2007
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.