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CRD 281213
OVERLAND PARK, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
Dated 2026-08-17 (filing); first seen by DFX 2026-09-15.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| JOHN HARDAWAY HAYS | n/a | OVERLAND PARK, KS | Flowood, MS | 9 | 37 | 1 | no |
| Timothy Schrader | n/a | OVERLAND PARK, KS | Indianapolis, IN | 9 | 45 | n/a | no |
| JAMES D ZIFER | n/a | NEW ALBANY, OH | OVERLAND PARK, KS | 9 | 30 | 2 | no |
| MATTHEW JOHN GREEN | n/a | OVERLAND PARK, KS | Omaha, NE | 9 | 27 | 1 | no |
| THEODORE ROBERT MEYER | n/a | Scottsdale, AZ | OVERLAND PARK, KS | 9 | 20 | 4 | no |
| Shari Lynn Bevan | Chartered Financial Consultant | Greenville, SC | OVERLAND PARK, KS | 9 | 26 | n/a | no |
| MATTHEW NIKHILESH GALLAGHER | Certified Financial Planner | SOUTHLAKE, TX | OVERLAND PARK, KS | 9 | 19 | 2 | no |
| Gerard Vincent Dougherty | n/a | OVERLAND PARK, KS | Westborough, MA | 8 | 34 | 3 | no |
| DENNIS EUGENE WILT | Chartered Financial Consultant | OVERLAND PARK, KS | LA CENTER, WA | 8 | 45 | 4 | no |
| LARS LARSEN | n/a | OVERLAND PARK, KS | San Mateo, CA | 8 | 20 | 2 | no |
| WAYNE SCOTT BRUNT | n/a | Phoenix, AZ | OVERLAND PARK, KS | 8 | 33 | 3 | no |
| LANCE SPARKS | n/a | OVERLAND PARK, KS | 8 | 13 | n/a | no |
| MArty Joseph Pfannenstiel | n/a | OVERLAND PARK, KS | 8 | 10 | n/a | no |
| CHRISTEN MARIE TSCHUDIN | n/a | OVERLAND PARK, KS | Omaha, NE | 8 | 20 | 1 | no |
| MICHAEL RAY GRABER | n/a | OVERLAND PARK, KS | LOOGOOTEE, IN | 8 | 42 | 1 | no |
| FRANK JOSEPH JAKSA III | n/a | SHAWNEE, KS | OVERLAND PARK, KS | 8 | 22 | 1 | no |
| PAUL GLYNN LINDSAY | n/a | CARY, NC | OVERLAND PARK, KS | 8 | 30 | 5 | no |
| MICHAEL H DISTEFANO | n/a | MEQUON, WI | OVERLAND PARK, KS | 8 | 27 | 2 | no |
| KELLY THERESE Landry | n/a | OVERLAND PARK, KS | Kansas City, MO | 8 | 27 | 3 | no |
| RICHARD CHARLES EDDY | n/a | La Verne, CA | OVERLAND PARK, KS | PASADENA, CA | 8 | 21 | 2 | no |
| KELLY ANDREW DUNNAHOO | n/a | OVERLAND PARK, KS | La Verne, CA | 8 | 32 | 3 | no |
| BRIAN WILLIAM HARROLD | Chartered Financial Consultant | Overland Park, KS | OVERLAND PARK, KS | 7 | 22 | 4 | yes |
| ANDREW PAUL CONGLETON | n/a | OVERLAND PARK, KS | Overland Park, KS | 7 | 17 | 6 | yes |
| Matthew Lee Schuller | n/a | Overland Park, KS | OVERLAND PARK, KS | 7 | 14 | n/a | no |
| PAUL JACOB KITZROW | n/a | Grand Rapids, MI | OVERLAND PARK, KS | 7 | 20 | 4 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| AVIS, BENJAMIN, RUSSELL | CHIEF OPERATING OFFICER | Na | yes | 05/2022 | Jun 30, 2022 | Sep 30, 2024 |
| CM2 HOLDING COMPANY, INC | Owner | D | yes | 05/2015 | Sep 14, 2015 | Sep 30, 2024 |
| HEITZ, MARK, VOLNEY | Member | C | yes | 07/2013 | Mar 31, 2017 | Sep 30, 2024 |
| HYMAN, KENNETH, ROSS | SENIOR VICE PRESIDENT, BUSINESS DEVELOPMENT | Na | yes | 10/2020 | Nov 25, 2020 | Sep 30, 2024 |
| LAGERSTROM, CORY, LYNN | Member | D | yes | 05/2015 | Sep 14, 2015 | Sep 30, 2024 |
| PFANNENSTIEL, MARTIN, JOSEPH | PRESIDENT, SALES & BUSINESS DEVELOPMENT | Na | yes | 04/2018 | Nov 17, 2016 | Sep 30, 2024 |
| Shin, Chang | CHIEF COMPLIANCE OFFICER | Na | yes | 09/2024 | Sep 30, 2024 | Sep 30, 2024 |
| SPARKS, LANCE | Member | C | yes | 07/2013 | Mar 31, 2017 | Sep 30, 2024 |
| SPARKS, LANCE | Member | E | yes | 09/2015 | Mar 31, 2017 | Sep 30, 2024 |
| TRIPSES, MICHAEL, RICHARD | Member | C | yes | 07/2013 | Sep 14, 2015 | Sep 30, 2024 |
| JRC EQUITY PARTNERS, LLC | Owner | B | no | 05/2015 | Sep 14, 2015 | Sep 30, 2024 |
| MILLER, MICHAEL, H | Owner | A | no | 02/2018 | Mar 27, 2019 | Sep 30, 2024 |
| SEE ALSO, LLC | Owner | B | no | 11/2015 | Mar 31, 2017 | Sep 30, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| CREATIVEONE SECURITIES, LLC | n/a | Bd affiliated wealth | $2.5B | N | yes | n/a |
| CREATIVE ONE MARKETING CORPORATION | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| TRAVERSE CITY | Mi | United States | 4 | no |
| SANTA BARBARA | CA | United States | 3 | yes |
| Urbandale | Ia | United States | 3 | no |
| Salina | Ks | United States | 3 | no |
| Topeka | Ks | United States | 3 | no |
| Binghamton | NY | United States | 3 | no |
| Coronado | CA | United States | 2 | yes |
| Centennial | Co | United States | 2 | no |
| Englewood | Co | United States | 2 | no |
| Lakewood | Co | United States | 2 | no |
| Hanover | Ks | United States | 2 | no |
| Lawrence | Ks | United States | 2 | no |
| OVERLAND PARK | Ks | United States | 2 | no |
| OVERLAND PARK | Ks | United States | 2 | yes |
| OVERLAND PARK | Ks | United States | 2 | no |
| OVERLAND PARK | Ks | United States | 2 | yes |
| Bethesda | Md | United States | 2 | no |
| Jackson | Ms | United States | 2 | no |
| Omaha | Ne | United States | 2 | no |
| NEW ALBANY | Oh | United States | 2 | no |
| Spokane | Wa | United States | 2 | no |
| SAN FRANCISCO | CA | United States | 1 | no |
| Barrington | IL | United States | 1 | no |
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 31, 2026 | $6.3B | $6.3B | 222 | 203 | 108 | n/a | n/a |
| 2024 | Apr 15, 2025 | $4.8B | $4.8B | 217 | 197 | 108 | n/a | n/a |
| 2023 | Mar 28, 2024 | $3.4B | $3.4B | 201 | 188 | 108 | n/a | n/a |
| 2022 | Mar 31, 2023 | $2.9B | $2.9B | 169 | 157 | 108 | n/a | n/a |
| 2021 | Mar 31, 2022 | $3.2B | $3.2B | 146 | 141 | 108 | n/a | n/a |
| 2020 | Mar 31, 2021 | $2.0B | $2.0B | 131 | 123 | 99 | n/a | n/a |
| 2019 | Mar 30, 2020 | $802M | $802M | 77 | 72 | 69 | n/a | n/a |
| 2018 | Mar 27, 2019 | $444M | $444M | 70 | 66 | 50 | n/a | n/a |
| 2017 | Mar 30, 2018 | $284M | $284M | 38 | 33 | 29 | n/a | n/a |
| 2016 | Mar 31, 2017 | $80.0M | $80.0M | 13 | 13 | n/a | n/a | n/a |
| 2015 | Feb 5, 2016 | $10,000 | $10,000 | 2 | 2 | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 25 | 26 | -1 | 11.7% | 7 | 2 | 0 | 80 | 52 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $6.3B | $4.8B | 29.5% | $2.9B | 29.5% | 222 | 217 | 108 | 108 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | 2 | Jun 9, 2026 | Jun 1, 2026 | OVERLAND PARK, KS | Team lift out | RIA to ibd | 0.9% |
| ZACKS INTELLIGENCE LLC | 2 | May 15, 2026 | Aug 11, 2026 | OVERLAND PARK, KS | Team lift out | RIA to RIA | 0.9% |
| BAM WEALTH MANAGEMENT LLC | 3 | Sep 23, 2025 | Apr 23, 2025 | LAKEWOOD, CO | Team lift out | RIA to RIA | 1.4% |
| BAM WEALTH MANAGEMENT LLC | 4 | Sep 23, 2025 | Jun 26, 2025 | OVERLAND PARK, KS | Team lift out | RIA to RIA | 1.9% |
| FOUNDATIONS INVESTMENT ADVISORS LLC | 2 | Jun 17, 2025 | Jun 23, 2025 | BRISTOL, RI | Team lift out | RIA to RIA | 1.0% |
| KINETIC INVESTMENT MANAGEMENT, INC. | 2 | Jun 27, 2022 | Jun 23, 2022 | SAN DIEGO, CA | Team lift out | RIA to RIA | 1.7% |
| HARBOR HILLS FINANCIAL ADVISORS | 2 | Apr 30, 2021 | Jan 1, 2026 | MONTECITO, CA | Team lift out | RIA to RIA | 2.0% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | 2 | Aug 17, 2026 | Aug 14, 2026 | OVERLAND PARK, KS | Team lift out | Ibd to RIA | 0.0% |
| OSAIC WEALTH, INC. | 2 | Nov 5, 2024 | Nov 4, 2024 | HUDSON, WI | Team lift out | Ibd to RIA | 0.0% |
| LEWER FINANCIAL ADVISORS, LLC | 2 | Nov 30, 2023 | Sep 18, 2023 | OVERLAND PARK, KS | Team lift out | Other | 100.0% |
| USA FINANCIAL SECURITIES LLC | 4 | Dec 15, 2022 | Jan 6, 2026 | TRAVERSE CITY, MI | Team lift out | RIA to RIA | 3.0% |
| HORTER INVESTMENT MANAGEMENT, LLC | 2 | Nov 4, 2021 | Nov 1, 2021 | OVERLAND PARK, KS | Team lift out | RIA to RIA | 5.4% |
| INTEGRITY ALLIANCE, LLC | 2 | Oct 19, 2021 | Oct 18, 2021 | URBANDALE, IA | Team lift out | RIA to RIA | 1.6% |
| BROOKSTONE WEALTH ADVISORS, LLC | 2 | Oct 15, 2021 | Oct 17, 2021 | CHIPPEWA FALLS, WI | Team lift out | RIA to RIA | 1.3% |
| BROOKSTONE CAPITAL MANAGEMENT LLC | 2 | Oct 15, 2021 | Oct 15, 2021 | WHEATON, IL | Team lift out | RIA to RIA | 0.7% |
| SECURITIES AMERICA ADVISORS, INC. | 3 | Apr 15, 2021 | Apr 15, 2021 | TOPEKA, KS | Team lift out | Ibd to RIA | 0.2% |
| SEARCHLIGHT INVESTMENTS, LLC | 2 | Mar 31, 2021 | Feb 24, 2022 | BEVERLY HILLS, CA | Team lift out | Other | 100.0% |
| MML INVESTORS SERVICES, LLC | 2 | Dec 11, 2019 | Dec 9, 2019 | OVERLAND PARK, KS | Team lift out | Ibd to RIA | 0.1% |
| CHITWOOD-LINDBERG WEALTH MANAGEMENT | 2 | Oct 31, 2018 | Apr 24, 2023 | BIRMINGHAM, AL | Team lift out | Other | 66.7% |
| GRADIENT ADVISORS, LLC | 2 | Oct 9, 2018 | Oct 15, 2018 | ARDEN HILLS, MN | Team lift out | RIA to RIA | 3.1% |
| MML INVESTORS SERVICES, LLC | 2 | Sep 27, 2018 | Sep 24, 2018 | OVERLAND PARK, KS | Team lift out | Ibd to RIA | 0.1% |
| CONA INVESTMENT ADVISORS, LLC | 3 | Aug 9, 2018 | Aug 17, 2018 | LA VERNE, CA | Firm absorbed | Other | 100.0% |