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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)42 years in industry

ROBERT HARRY DYER

Advisor at OSAIC WEALTH, INC.

MIDDLE RIVER, MD

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Mar 12, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 27, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63
First exam: Apr 27, 1984
First registration: Mar 12, 2007
Dual registered: yes, broker-dealer
Other names: BUDDY DYER
IAPD individual key: 1229230

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Jun 14, 2024	n/a	yes	MIDDLE RIVER, MD	Current employment
COMPASS FINANCIAL GROUP	n/a	Mar 17, 2022	Dec 26, 2023	no	MIDDLE RIVER, MD	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Jul 17, 2020	Jun 14, 2024	no	PHOENIX, MD\|Middle River, MD	Previous registration
INVESTACORP ADVISORY SERVICES INC	Former SEC adviser	Mar 12, 2007	Jul 17, 2020	no	PHOENIX, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SECURITIES AMERICA ADVISORS, INC.	COMPASS FINANCIAL GROUP	Jun 14, 2024	Mar 17, 2022	-820	Firm change after gap	Other
COMPASS FINANCIAL GROUP	OSAIC WEALTH, INC.	Dec 26, 2023	Jun 14, 2024	171	Firm change	Other
INVESTACORP ADVISORY SERVICES INC	SECURITIES AMERICA ADVISORS, INC.	Jul 17, 2020	Jul 17, 2020	0	Bulk transfer	Ibd to ibd

Relationships

Registered with (4)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Jun 14, 2024 to presentfactForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Jul 17, 2020 to Jun 14, 2024factForm ADV
→ COMPASS FINANCIAL GROUPRegistered adviserregistration: previous registration
Mar 17, 2022 to Dec 26, 2023factForm ADV
→ INVESTACORP ADVISORY SERVICES INCRegistered adviserregistration: previous registration
Mar 12, 2007 to Jul 17, 2020factForm ADV

Dated events

Occurred
Jun 14, 2024
Advisor changed firm
Robert Harry Dyer left Securities America Advisors, Inc. for Compass Financial Group (registered 2022-03-17)
Form ADVobserved 5 days ago
Occurred
Dec 26, 2023
Advisor changed firm
Robert Harry Dyer left Compass Financial Group for Osaic Wealth, Inc. (registered 2024-06-14)
Form ADVobserved 5 days ago